Haren Bhakta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Haren Bhakta, who also goes by Haren S Bhakta, Haren Suresh Bhakta, was a registered financial professional .
Haren is a previously registered financial professional and started their career in finance in 2008. Haren had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2025 - May 27, 2026
IO ADVISORS, LLC
February 23, 2018 - September 26, 2024
IO ADVISORS, LLC
April 17, 2012 - October 26, 2017
MORGAN STANLEY
April 16, 2012 - October 26, 2017
MORGAN STANLEY
September 1, 2010 - April 16, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 31, 2010 - April 16, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 26, 2008 - August 16, 2010
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
IO ADVISORS, LLC
CRD#: 290889 / SEC#:
Contact information
Red Flags
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