Brady D. Ritchey
Professional summary
Brady D Ritchey, who also goes by Brady D Ritchey Mr., is a registered financial advisor currently at ROTH INVESTMENT MANAGEMENT, LLC located in Weldon Spring, Missouri.
Brady is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Brady has worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brady D Ritchey's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2018 - Present
ROTH INVESTMENT MANAGEMENT, LLC
February 25, 2010 - April 22, 2013
SCOTTRADE, INC.
February 6, 2009 - September 3, 2009
EDWARD JONES
January 21, 2009 - September 3, 2009
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/20/2021)
(6/25/2018)
(8/15/2019)
Exams
Current Firm
ROTH INVESTMENT MANAGEMENT, LLC
CRD#: 289798 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 42 |
| AUM (Assets Under Management) | $ 11,446,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
