Yolanda D. O'neal

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CRD#: 5619512

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Yolanda Dave O'neal, who also goes by Yolanda Michelle Dave, Yolanda O'neal, was a registered financial professional .

Yolanda is a previously registered financial professional and started their career in finance in 2009. Yolanda had worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Yolanda Michelle Dave | Yolanda O'neal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RENTAL PROPERTY - IVY NEST FINANCIAL, LLC POSITION: Owner NATURE: Rental properties for both short and long term guests. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2021 ADDRESS: 17003 Windypine Dr, Spring TX 77379, United States DESCRIPTION: Will be investing in rental real estate properties. Locations unkown at this time. IVYNEST FINANCIAL, LLC POSITION: Owner NATURE: Ivynest Financial, LLC is already disclosed. I am adding to that rental property. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2021 ADDRESS: 17003 Windypine Dr, Spring TX 77379, United States DESCRIPTION: Manage short term and long-term rental property. REAL ESTATE LICENSE POSITION: Real Estate Agent NATURE: I've obtained my Texas Real Estate License but I am not affiliated with a broker and therefore cannot participate in any real estate activities at this time. Update: I am now affiliated with a broker, Keller Williams Professionals and will begin activities on weekends. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 04/23/2022 ADDRESS: 17003 Windypine Dr, Spring TX 77379, United States DESCRIPTION: Will work on weekends with real estate activities. Not currently participating in activities. Update: Will begin participating in real estate activities. VACATION RENTAL PROPERTY POSITION: Vacation Host Partner NATURE: Short term vacation rental property through AIRBNB, VRBO, et. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 8427 Pheasant Glen Dr, Spring TX 77379, United States DESCRIPTION: Handle online bookings and maintenance service. JUST BOOKED PROPERTIES, LLC POSITION: Managing Member NATURE: This LLC is being created as a legal entity for joint ventures with a relative. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 17003 Windypine Dr, Spring TX 77379, United States DESCRIPTION: My duties will be to keep track of reporting requirements and filings with the state. AMAZON SALES POSITION: SELLER NATURE: I WILL SELL ITEMS THAT I FIND AT A BARGAIN PRICE ON AMAZON FOR A PROFIT. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2022 ADDRESS: 17003 Windypine Dr, Spring TX 77379, United States DESCRIPTION: I WILL SELL ITEMS ON AMAZON AS AN AMAZON SELLER UNDER MY LLC, IVYNEST FINANCIAL, LLC.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 1, 2015 - June 19, 2023

LPL FINANCIAL LLC

CRD#: 6413

HOUSTON, TX

Past

February 11, 2009 - September 28, 2011

EDWARD JONES

RIA

CRD#: 250

HOUSTON, TX

Past

January 22, 2009 - September 28, 2011

EDWARD JONES

CRD#: 250

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/30/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/20/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/26/2018

General Securities Principal Examination

Current Firm

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158 / SEC#: , 8-28733

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

30 Hudson Street 16th Floor, Jersey City, NJ 07302

Mailing Address

30 Hudson Street 16th Floor, Jersey City, NJ 07302

Phone number

(201) 324-6300

Established

Delaware since 11/05/1982

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SUNAMERICA ASSET MANAGEMENT, LLC.	SHAREHOLDER
BURNETTE, CYNTHIA LEA	CHIEF FINANCIAL OFFICER	1863103
FORTEY, MICHAEL	CHIEF COMPLIANCE OFFICER	2304969
NASTA, CHRISTINA MARIE	PRESIDENT	2736888

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Yolanda D. O'neal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WOODBURY FINANCIAL SERVICES, INC.

OSAIC SERVICES, INC.

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

VALIC FINANCIAL ADVISORS, INC.

WOODBURY FINANCIAL SERVICES, INC.

OSAIC SERVICES, INC.

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

VALIC FINANCIAL ADVISORS, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 1/30/2009

SIE

Date: 10/1/2018

Series 7

Date: 1/20/2009

Series 24

Date: 10/26/2018

Current Firm

COREBRIDGE CAPITAL SERVICES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

COREBRIDGE CAPITAL SERVICES, INC.

TRUST BUT VERIFY

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