Bret T. Hoffman

GREEN PEAKS PLANNING

Surprise, AZ

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CRD#: 5619349

Professional summary

Bret T Hoffman, who also goes by Bret Tanner Hoffman, is a registered financial advisor currently at GREEN PEAKS PLANNING located in Surprise, Arizona.

Bret is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Bret has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bret Tanner Hoffman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Bret Hoffman, Sole Proprietor Investment Related: No Address: 16620 W Jenan Drive, Surprise, AZ 85388 Nature: Rental Property Management Position: Rental property manager Start date: 10/12/2017 Hours per month: 7 Hours during trading: 0 Duties: Own and manage a rental property in Granby CO; also manage a similar rental property in Granby CO.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bret T Hoffman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 6, 2022 - Present

GREEN PEAKS PLANNING

RIA

CRD#: 319207

Surprise, AZ

Past

April 11, 2018 - April 7, 2022

EDWARD JONES

RIA

CRD#: 250

GOODYEAR, AZ

Past

April 6, 2018 - April 7, 2022

EDWARD JONES

CRD#: 250

GOODYEAR, AZ

Past

January 23, 2009 - April 6, 2018

TD AMERITRADE, INC.

RIA

CRD#: 7870

OMAHA, NE

Past

January 23, 2009 - April 6, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

OMAHA, NE

Past

December 19, 2008 - April 6, 2018

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/6/2022)

IAR

Nebraska
(8/6/2024)

IAR

Texas
(6/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/20/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/18/2008

General Securities Representative Examination

Current Firm

GREEN PEAKS PLANNING

GREEN PEAKS PLANNING | GREEN PEAKS PLANNING LLC

CRD#: 319207 / SEC#:

Arizona

Registered Investment Advisory firm - (4/6/2022 Approved)

Nebraska

Registered Investment Advisory firm - (8/6/2024 Approved)

Texas

Registered Investment Advisory firm - (6/10/2024 Conditional Restricted)

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Contact information

Main Address

Surprise, AZ

Mailing Address

Phone number

(623) 256-7167

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	276
AUM (Assets Under Management)	$ 33,073,898

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bret T. Hoffman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bret T Hoffman's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREEN PEAKS PLANNING

EDWARD JONES

EDWARD JONES

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/20/2009

SIE

Date: 10/1/2018

Series 7

Date: 12/18/2008

Current Firm

GREEN PEAKS PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREEN PEAKS PLANNING

TRUST BUT VERIFY

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