Eugene E. Urcan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Eli Urcan, who also goes by Eugene Eli Urcan III, Eugene Urcan, Gene Urcan, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 2009. Eugene had worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 79, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2018 - August 13, 2026
FOUR POINTS CAPITAL PARTNERS LLC
February 16, 2018 - November 7, 2018
CREWE CAPITAL
November 23, 2016 - February 9, 2018
COMMERCE STREET CAPITAL, LLC
June 16, 2016 - December 1, 2016
BWK TRINITY CAPITAL SECURITIES LLC
August 11, 2015 - April 19, 2016
BREAN CAPITAL, LLC
March 17, 2015 - July 23, 2015
SGMA CAPITAL MARKETS LIMITED
July 8, 2009 - December 5, 2012
URCAN & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FOUR POINTS CAPITAL PARTNERS LLC
CRD#: 43149 / SEC#: , 8-50162
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
