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Eugene Eli Urcan

DOWLING & PARTNERS SECURITIES
FARMINGTON, CT
·CRD# 5619195·17 years experience

Professional Summary

Eugene Eli Urcan, who also goes by Eugene Eli Urcan III, Eugene Urcan, Gene Urcan, is a registered financial advisor currently at DOWLING & PARTNERS SECURITIES LLC located in Farmington, Connecticut. Eugene is registered as a RR (Registered Representative) and started their career in finance in 2009. Eugene has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 79, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eugene Eli Urcan Iii, Eugene Urcan, Gene Urcan

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

DOWLING & PARTNERS SECURITIES LLC·CRD# 24746
BD
190 Farmington Avenue, Farmington, CT 06032
September 30, 2026 - Present
FOUR POINTS CAPITAL PARTNERS LLC·CRD# 43149
BD
Ridgewood, NJ
November 8, 2018 - August 13, 2026
CREWE CAPITAL·CRD# 152527
BD
Salt Lake City, UT
February 16, 2018 - November 7, 2018
COMMERCE STREET CAPITAL, LLC·CRD# 143797
BD
Dallas, TX
November 23, 2016 - February 9, 2018
BWK TRINITY CAPITAL SECURITIES LLC·CRD# 120723
BD
Los Angeles, CA
June 16, 2016 - December 1, 2016
BREAN CAPITAL, LLC·CRD# 23723
BD
New York, NY
August 11, 2015 - April 19, 2016
SGMA CAPITAL MARKETS LIMITED·CRD# 135327
BD
Santa Monica, CA
March 17, 2015 - July 23, 2015
URCAN & CO., LLC·CRD# 148797
RIA
Los Angeles, CA
July 8, 2009 - December 5, 2012

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Current Firm

D&
DOWLING & PARTNERS SECURITIES LLC

DOWLING & PARTNERS SECURITIES LLC | PAULSEN, DOWLING SECURITIES, INC. | PAULSEN, DOWLING SECURITIES LLC | PAULSEN SECURITIES, INC. | DOWLING HALES, LLC

CRD#: 24746 / SEC#: 8-35658
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Farmington Avenue, Farmington, CT 06032

Mailing Address

190 Farmington Avenue, Farmington, CT 06032

Phone Number

(860) 676-8600

Established

Connecticut since 07/01/1994

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DOWLING CORPORATION100% OWNER—
BYRNE, THOMAS ARTHURPRESIDENT/CEO/EXECUTIVE REPRESENTATIVE1334509
CHRISTIANA, JOSEPH OSCAR IIIMANAGING DIRECTOR5419472
DOWLING, VERONICA ALVAREZCHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER5166888
NIXON, JON ALANFINOP, PFO, POO4710715
WYMAN, KEVINCHIEF COMPLIANCE OFFICER6963114

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(9/30/2026)
RR
New York
(9/30/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2015About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2009About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Dec 2015About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Mar 2015About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2019About the Series 24 exam
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Eugene Eli Urcan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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