Paul R Wiethorn | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paul R Wiethorn was a registered financial professional .

Paul is a previously registered financial professional and started their career in finance in 2009. Paul had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 5, 2018 - June 4, 2020

WEALTH WATCH ADVISORS, INC

RIA

CRD#: 172002

Centennial, CO

Past

October 4, 2017 - September 4, 2018

ST. BERNARD FINANCIAL SERVICES, INC.

BD

CRD#: 36956

RUSSELLVILLE, AR

Past

March 11, 2015 - November 16, 2015

PARK AVENUE SECURITIES LLC

BD

CRD#: 46173

GREENWOOD VILLAGE, CO

Past

March 10, 2015 - November 16, 2015

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

GREENWOOD VILLAGE, CO

Past

September 1, 2009 - April 4, 2013

RIDGEWAY CONGER ADVISORY SERVICES

RIA

CRD#: 139372

CENTENNIAL, CO

Past

September 1, 2009 - April 4, 2013

RIDGEWAY & CONGER, INC.

BD

CRD#: 113055

NEW WOODSTOCK, NY

Past

February 27, 2009 - September 11, 2009

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

DENVER, CO

Past

January 22, 2009 - September 11, 2009

MML INVESTORS SERVICES, LLC

BD

CRD#: 10409

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WW

WEALTH WATCH ADVISORS, INC

CRD#: 172002 / SEC#: 801-96180

RIA

Registered Investment Advisory firm - (5/6/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 9/11/2018

Uniform Combined State Law Examination

General Industry/Product Exam

RR

SIE

Date: 9/4/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 1/21/2009

General Securities Representative Examination

Current Firm

WW

WEALTH WATCH ADVISORS, INC

CRD#: 172002 / SEC#: 801-96180

RIA

Registered Investment Advisory firm - (5/6/2015 Approved)

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Contact information

Main Address

S Valley Hwy 8310, Englewood, CO 80112

Mailing Address

Phone number

(855) 822-3708

Established

Firm type

Fiscal year end

# of Employees

54

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,556
AUM (Assets Under Management)	$ 473,650,570

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul R. Wiethorn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ST. BERNARD FINANCIAL SERVICES, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

RIDGEWAY CONGER ADVISORY SERVICES

RIDGEWAY & CONGER, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

WEALTH WATCH ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/11/2018

SIE

Date: 9/4/2018

Series 7

Date: 1/21/2009

Current Firm

WEALTH WATCH ADVISORS, INC

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH WATCH ADVISORS, INC

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