Lauren C. Black
PHILLIPS WEALTH PLANNERS LLC
Starkville, MS 39759
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CRD#: 5619132
Professional summary
Lauren Castle Black, CFP®, who also goes by Lauren Diane Black, Lauren Diane Castle, is a registered financial advisor currently at PHILLIPS WEALTH PLANNERS LLC located in Starkville, Mississippi.
Lauren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Lauren has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lauren Diane Black | Lauren Diane Castle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) On a temporary and transitional basis, Lauren C. Black is temporarily dually-registered with Phillips Wealth Partners, LLC ("PWP" since 08/2022) and an Investment Advisor Representative with Raymond James Financial Services Advisors Inc. ("RJFSA" since 04/2018) and as a Registered Representative with Raymond James Financial Services Inc. ("RJFS" since 06/2011). Following the transition of Client accounts to PWP, Ms. Gaines-Phillips will not longer be registered with RJFSA or RJFS. PWP is not affiliated with RJFS oir RJFSA. (2) Name of Business: Bridges Out of Poverty Address: 407 Pike Road, Starkville, MS, 39759, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 08/14/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Deposit donations and write checks (3) Name of Business: Phillips Financial Address: 104 W Lampkin St, Starkville, MS, 39759, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee,Independent Contractor Investment Related: Yes Start Date: 10/28/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Meet with clients, financial planning, investment research
CRS (Client Relationship Summary) - RIA
Click below to view Lauren Castle Black's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
August 15, 2022 - Present
PHILLIPS WEALTH PLANNERS LLC
Office #1: 104 West Lampkin Street, Starkville, MS 39759RIA
CRD#: 319226
Starkville, MS
Past
April 4, 2018 - October 13, 2022
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
STARKVILLE, MS
Past
August 1, 2011 - October 13, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
STARKVILE, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PHILLIPS WEALTH PLANNERS LLC
PHILLIPS FINANCIAL | PHILLIPS WEALTH PLANNERS LLC | PHILLIPS WEALTH PARTNERS LLC
CRD#: 319226 / SEC#: 801-126127
RIA
Registered Investment Advisory firm - (7/21/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Mississippi(8/15/2022)
IAR
Texas(12/15/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PW
PHILLIPS WEALTH PLANNERS LLC
PHILLIPS FINANCIAL | PHILLIPS WEALTH PLANNERS LLC | PHILLIPS WEALTH PARTNERS LLC
CRD#: 319226 / SEC#: 801-126127
RIA
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Contact information
Main Address
104 West Lampkin Street, Starkville, MS 39759
Mailing Address
Phone number
(662) 324-2889
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,708 |
| AUM (Assets Under Management) | $ 286,577,975 |
Red Flags
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Company Information
PHILLIPS WEALTH PLANNERS LLC
CRD#: 319226Starkville, MS 39759TRUST BUT VERIFY
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