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Thomas A. Lynch
HOLISTIC WEALTH ADVISORS
CLIFTON PARK, NY 12065
Some features on this profile are disabled
CRD#: 5618996
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Professional summary
Thomas Andrew Lynch is a registered financial advisor currently at HOLISTIC WEALTH ADVISORS located in Clifton Park, New York and LPL FINANCIAL LLC located in Clifton Park, New York.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Thomas has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 05/2025 / National Life Group / Life Insurance Company of the Southwest / Non-Variable Insurance / Investment Related / 5 hrs mth / 1 hr during trading / Montpelier, VT / Start date: 05/01/2025 2- 05/2025 / Advisors Insurance Brokers / Non-Variable Insurance / Investment Related / 5 hrs mth / 1 hr during trading / Clifton Park, NY / Start date: 05/01/2025 3- 05/2025 / Lynch Family Financial LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Ballston Lake, NY / Start date: 03/21/2022 4- 05/2025 / Holistic Wealth Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / 175 hrs mth / 40 hrs during trading / At reported business location(s) 5) 05/07/2025 - Holistic Wealth Advisors - Investment Related - Registered Investment Advisor DBA - At reported business location(s) - Start Date : 4/21/25 - 175 Hrs/Mth - 40 Hrs During Trading. 6) 05/07/2025 - Holistic Wealth Advisors - Investment Related - Registered Investment Advisor Hybrid - At reported business location(s) - Start Date : 04/21/2025 - 175 Hrs/Mth - 40 Hrs During Trading. I provide investment advisory services through Holistic Wealth Advisors, an independent investment advisor firm. I started this business activity in 4/2025. I expect to spend approximately 175 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Andrew Lynch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 5, 2025 - Present
HOLISTIC WEALTH ADVISORS
Office #1: 5 Southside Drive Suite 204, Clifton Park, NY 12065RIA
CRD#: 332918
CLIFTON PARK, NY
Current
May 1, 2025 - Present
LPL FINANCIAL LLC
Office #1: 5 Southside Drive, Ste. 204, Clifton Park, NY 12065RIA
BD
CRD#: 6413
Clifton Park, NY
Past
January 3, 2020 - May 1, 2025
EQUITY SERVICES, INC.
RIA
CRD#: 265
LATHAM, NY
Past
January 3, 2020 - May 1, 2025
EQUITY SERVICES, INC.
BD
CRD#: 265
LATHAM, NY
Past
August 28, 2019 - November 15, 2019
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
LATHAM, NY
Past
November 2, 2009 - November 15, 2019
NYLIFE SECURITIES LLC
BD
CRD#: 5167
LATHAM, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HOLISTIC WEALTH ADVISORS
HOLISTIC WEALTH ADVISORS
CRD#: 332918 / SEC#: 801-131511
RIA
Registered Investment Advisory firm - (11/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/1/2025)
RR
New York(5/1/2025)
IAR
New York(5/5/2025)
RR
Vermont(5/1/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HW
HOLISTIC WEALTH ADVISORS
HOLISTIC WEALTH ADVISORS
CRD#: 332918 / SEC#: 801-131511
RIA
Registered Investment Advisory firm - (11/26/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5 Southside Drive Suite 204, Clifton Park, NY 12065
Mailing Address
Phone number
(518) 357-3858
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,097 |
| AUM (Assets Under Management) | $ 234,323,910 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
