MS
Markell A. Staffieri
ROVIN CAPITAL
Lehi, UT 84043
Some features on this profile are disabled
CRD#: 5618766
MS
Professional summary
Markell Anthony Staffieri, ChFC® is a registered financial advisor currently at ROVIN CAPITAL located in Lehi, Utah.
Markell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Markell has worked at 4 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. EXECUTOR FOR JANET AND SHAWN PATTERSON; FIDUCIARY POSITION (TRUSTEE, POA, EXECUTOR); START DATE 01/10/2012; 4 HOURS PER YEAR. 2. Sits on the board of directors for Seacology Board Foundation and New Neighbor Relief Foundation and receives no compensation for this activity. 3. SPECIAL OPERATIONS WOUNDED WARRIORS; TREASURER; INVESTMENT RELEATED; MANAGE THE FINANCIAL OF THE CHARITY; A 501C(3) CHARITY THAT SERVES WOUNDED SPECIAL OPERATIONS FORCES VETERANS; 807 5.7TH AVE NORTH #7508, MYRTLE BEACH SC 29572; WEBSITE ADDRESS FOR THE ORGANIZATION: SOWWCHARITY.COM; START DATE 2018-08-01; HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 3; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 5.This activity was allowed on 02/08/2019 by Eric Pierce 4. EMPIRE WEALTH ADVISORS INC; - CEO, OWNER, FINANCIAL ADVISOR - 6640 E BASELINE RD, SUITE 103 MESA, AZ 85206 - 2019-08-01 - HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 15 - HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 0 - PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 5 5. FOUR PEAKS LITTLE LEAGUE; TREASURER; INVESTMENT RELATED: YES; P.O. BOX 30386, MESA, ARIZONA 85275; HELPING TEACH AND COACH YOUTH BASEBALL.; DUTIES: REVIEW THE FINANCES OF THE LEAGUE. ; 2019-10-01; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 4; 6. SIX PEAK CAPITAL MANAGEMENT, LLC; MEMBER; INVESTMENT RELATED; 3051 N BAR H RD LEHI UTAH 84043; DESCRIPTION: MANAGEMENT OF A DEBT INVESTMENT TO A COMPANY NAMED FETCH; RESPONSIBILITIES: SIT ON THE INVESTMENT COMMITTEE; START DATE: 2025-02-12; 3 HOURS PER MONTH DURING TRADING HOURS; 0 HOURS PER MONTH OUTSIDE TRADING HOURS; 4 PERCENT OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS; CONTACT PERSON: TANNER WUNDERLI.
CRS (Client Relationship Summary) - RIA
Click below to view Markell Anthony Staffieri's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 17, 2011 - Present
ROVIN CAPITAL
Office #1: 2801 N. Thanksgiving Way Suite 190, Lehi, UT 84043RIA
CRD#: 152662
Lehi, UT
Past
July 2, 2012 - May 16, 2017
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
SAN DIEGO, CA
Past
March 9, 2010 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
SAN DIEGO, CA
Past
November 13, 2009 - May 16, 2017
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SAN DIEGO, CA
Past
January 21, 2009 - November 30, 2009
OSAIC FS, INC.
BD
CRD#: 3870
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROVIN CAPITAL
FINANCIAL ADVISORY CORPORATION | ROVIN CAPITAL LLC | ROVIN CAPITAL
CRD#: 152662 / SEC#: 801-71109
RIA
Registered Investment Advisory firm - (2/24/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(5/14/2014)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
ROVIN CAPITAL
FINANCIAL ADVISORY CORPORATION | ROVIN CAPITAL LLC | ROVIN CAPITAL
CRD#: 152662 / SEC#: 801-71109
RIA
Registered Investment Advisory firm - (2/24/2010 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1 N. Macdonald Suite 201, Mesa, AZ 85201
Mailing Address
P.o. Box 31840, Mesa, AZ 85275
Phone number
(480) 739-2110
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,034 |
| AUM (Assets Under Management) | $ 710,734,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
