John K. Ustruck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John K Ustruck, who also goes by Jay K Ustruck, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2008. John had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2013 - December 31, 2016
FIT FINANCIAL PLANNING
January 25, 2010 - February 28, 2013
ONEAMERICA SECURITIES, INC.
January 5, 2010 - February 28, 2013
ONEAMERICA SECURITIES, INC.
November 16, 2009 - December 15, 2009
PRUCO SECURITIES, LLC.
November 26, 2008 - December 15, 2009
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIT FINANCIAL PLANNING
CRD#: 166449 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
