Jeffrey L. Sucic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Lawrence Sucic, who also goes by Jeffrey L Susic, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2008. Jeffrey had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2018 - December 6, 2023
STRATEGIC WEALTH ADVISORS GROUP, INC.
August 25, 2017 - July 16, 2019
FOUNDATIONS INVESTMENT ADVISORS LLC
June 5, 2013 - August 7, 2017
CORECAP ADVISORS
November 12, 2008 - June 14, 2011
UNITED ADVISORS AMERICA
Primary Firm SEC Registration
STRATEGIC WEALTH ADVISORS GROUP, INC.
CRD#: 285863 / SEC#: 801-130149
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
STRATEGIC WEALTH ADVISORS GROUP, INC.
CRD#: 285863 / SEC#: 801-130149
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 815 |
| AUM (Assets Under Management) | $ 140,150,911 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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