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Gregory Micheal Grenda

CRD# 5618107·Registered 2012 - 2020
Barred: Gregory Micheal Grenda was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Gregory Micheal Grenda, who also goes by Gregory Michael Grenda, was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 2012 - 2020. Gregory had worked at 2 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gregory Michael Grenda

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

GRENDA GROUP·CRD# 170241
RIA
Buffalo, NY
February 28, 2014 - December 31, 2020
GRENDA GROUP·CRD# 170241
RIA
Buffalo, NY
January 21, 2014 - December 31, 2015
NEWEDGE SECURITIES, LLC·CRD# 10674
BD
Buffalo, NY
April 9, 2012 - July 25, 2013

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Current Firm

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GRENDA GROUP

GRENDA FINANCIAL | RELIANCE FINANCIAL ADVISORS, LLC | GRENDA, GREGORY | GRENDA GROUP LLC | GRENDA GROUP

CRD#: 170241 / SEC#: 801-79075
RIA
Registered Investment Advisory firm - SEC (1/1/2014 Approved)

Contact Information

Main Address

737 Delaware Ave Suite 217, Buffalo, NY 14209

Phone Number

(716) 896-3232

# of Employees

3

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GRENDA GROUP FORM ADV PART 2A AND 2B (3/31/2021)

Regulatory Assets Under Management

Total Number of Accounts

254

AUM (Assets Under Management)

$34,660,653

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GG
GRENDA GROUP

GRENDA FINANCIAL | RELIANCE FINANCIAL ADVISORS, LLC | GRENDA, GREGORY | GRENDA GROUP LLC | GRENDA GROUP

CRD#: 170241 / SEC#: 801-79075
RIA
Registered Investment Advisory firm - SEC (1/1/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2014About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Apr 2012About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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