TS
Timothy S. Sullivan
STRATEGIC WEALTH ADVISORS GROUP
Utica, MI 48317
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CRD#: 5618089
TS
Professional summary
Timothy Scott Sullivan, CLU® is a registered financial advisor currently at STRATEGIC WEALTH ADVISORS GROUP, INC. located in Utica, Michigan.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Timothy has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
STRATEGIC WEALTH INSURANCE GROUP; INVT REL; 55105 Van Dyke Avenue, UTICA, MI 48316; CEO & FOUNDER; START 08/2016; LIFE INSURANCE, ANNUITY, AND FEDERAL EMPLOYEE BENEFITS SALES-120 hrs/mo
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Scott Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 3, 2017 - Present
STRATEGIC WEALTH ADVISORS GROUP, INC.
Office #1: 8667 Hall Road, Utica, MI 48317RIA
CRD#: 285863
Utica, MI
Past
October 15, 2014 - December 31, 2016
GRADIENT ADVISORS, LLC
RIA
CRD#: 152665
CLINTON TWP., MI
Past
May 22, 2013 - May 23, 2014
UNITED ADVISORS AMERICA
RIA
CRD#: 147350
PROSPER, TX
Past
November 12, 2008 - May 2, 2012
UNITED ADVISORS AMERICA
RIA
CRD#: 147350
PROSPER, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STRATEGIC WEALTH ADVISORS GROUP, INC.
STRATEGIC WEALTH ADVISORS GROUP, INC.
CRD#: 285863 / SEC#: 801-130149
RIA
Registered Investment Advisory firm - (4/25/2024 Approved)Arkansas
Registered Investment Advisory firm - (5/8/2024 Terminated)Illinois
Registered Investment Advisory firm - (5/7/2024 Terminated)Indiana
Registered Investment Advisory firm - (5/9/2024 Terminated)Kansas
Registered Investment Advisory firm - (12/31/2018 Terminated)Michigan
Registered Investment Advisory firm - (5/21/2024 Terminated)Missouri
Registered Investment Advisory firm - (5/7/2024 Terminated)North Carolina
Registered Investment Advisory firm - (5/10/2024 Terminated)Ohio
Registered Investment Advisory firm - (5/8/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(3/2/2018)
IAR
Illinois(10/10/2017)
IAR
Indiana(1/3/2017)
IAR
Michigan(1/3/2017)
IAR
Missouri(2/14/2018)
IAR
Ohio(1/4/2017)
Current Firm
SW
STRATEGIC WEALTH ADVISORS GROUP, INC.
STRATEGIC WEALTH ADVISORS GROUP, INC.
CRD#: 285863 / SEC#: 801-130149
RIA
Registered Investment Advisory firm - (4/25/2024 Approved)Arkansas
Registered Investment Advisory firm - (5/8/2024 Terminated)Illinois
Registered Investment Advisory firm - (5/7/2024 Terminated)Indiana
Registered Investment Advisory firm - (5/9/2024 Terminated)Kansas
Registered Investment Advisory firm - (12/31/2018 Terminated)Michigan
Registered Investment Advisory firm - (5/21/2024 Terminated)Missouri
Registered Investment Advisory firm - (5/7/2024 Terminated)North Carolina
Registered Investment Advisory firm - (5/10/2024 Terminated)Ohio
Registered Investment Advisory firm - (5/8/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8667 Hall Road, Utica, MI 48317
Mailing Address
Phone number
(586) 203-2275
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 815 |
| AUM (Assets Under Management) | $ 140,150,911 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
