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Cynthia Cano

VALMARK SECURITIES
Houston, TX
·CRD# 5617830·17 years experience

Professional Summary

Cynthia Cano, who also goes by Cynthia Hernandez, Cynthia Ybarra, is a registered financial advisor currently at VALMARK SECURITIES, INC. located in Houston, Texas. Cynthia is registered as a RR (Registered Representative) and started their career in finance in 2009. Cynthia has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Cynthia Hernandez, Cynthia Ybarra

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

VALMARK SECURITIES, INC.·CRD# 31243
BD
3555 Timmons Lane Suite 910, Houston, TX 77027
August 4, 2015 - Present
QUESTAR ASSET MANAGEMENT, INC.·CRD# 133358
RIA
League City, TX
June 24, 2014 - June 23, 2015
QUESTAR CAPITAL CORPORATION·CRD# 43100
BD
League City, TX
June 23, 2014 - June 23, 2015
VALMARK SECURITIES, INC.·CRD# 31243
BD
Houston, TX
August 2, 2010 - January 20, 2014
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
BD
Houston, TX
April 7, 2010 - August 10, 2010
WADDELL & REED·CRD# 866
RIA
Houston, TX
June 1, 2009 - October 8, 2009
WADDELL & REED·CRD# 866
BD
Houston, TX
March 23, 2009 - October 8, 2009

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Current Firm

VS
VALMARK SECURITIES, INC.

VALMARK SECURITIES, INC.

CRD#: 31243 / SEC#: 8-45463
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

130 Springside Drive Suite 300, Akron, OH 44333-2431

Mailing Address

130 Springside Drive Suite 300, Akron, OH 44333-2431

Phone Number

(800) 765-5201

Established

Ohio since 12/08/1992

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VALMARK INVESTMENTS, LLCSHAREHOLDER—
CALLAHAN, CALEB JONATHANEVP, CHIEF OPERATING OFFICER5011454
KOZENKO, ELIZABETH ERINFINOP6218110
RYBKA, LAWRENCE JOSEPHPRESIDENT, CEO1661511
WILBURN, DOUGLAS FREDERICKCHIEF COMPLIANCE OFFICER/GENERAL COUNSEL1407686

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(8/4/2015)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2009About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2009About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Cynthia Cano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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