BJ
Brian T. Johnson
MONARCH WEALTH STRATEGIES
Santa Barbara, CA 93101
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CRD#: 5617309
BJ
Professional summary
Brian Thomas Johnson, AIF® is a registered financial advisor currently at MONARCH WEALTH STRATEGIES located in Santa Barbara, California.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Brian has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/24/2008 - MONARCH WEALTH STRATEGIES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%.
2. 10/07/2019 - Monarch Wealth Strategies - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start 09/30/2019 - 160 Hours Per Month During Securities Trading - IAR - I provide investment advisory services through Monarch Wealth Strategies, an independent investment advisor firm. I started this business activity in 09/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Thomas Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 27, 2018 - Present
MONARCH WEALTH STRATEGIES
Office #1: 222 E. Carrillo Street Suite 208, Santa Barbara, CA 93101RIA
CRD#: 136029
Santa Barbara, CA
Past
February 9, 2009 - October 7, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
SANTA MARIA, CA
Past
December 3, 2008 - December 15, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
SANTA MARIA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MONARCH WEALTH STRATEGIES
MAY WEALTH MANAGEMENT GROUP | MONARCH WEALTH STRATEGIES | MAY, SHERI LYNN
CRD#: 136029 / SEC#: 801-118775
RIA
Registered Investment Advisory firm - (5/22/2020 Approved)California
Registered Investment Advisory firm - (10/6/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/27/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MW
MONARCH WEALTH STRATEGIES
MAY WEALTH MANAGEMENT GROUP | MONARCH WEALTH STRATEGIES | MAY, SHERI LYNN
CRD#: 136029 / SEC#: 801-118775
RIA
Registered Investment Advisory firm - (5/22/2020 Approved)California
Registered Investment Advisory firm - (10/6/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
222 East Carillo Street Suite 208, Santa Barbara, CA 93101
Mailing Address
Phone number
(805) 564-0800
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 976 |
| AUM (Assets Under Management) | $ 434,765,478 |
Red Flags
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Company Information
MONARCH WEALTH STRATEGIES
CRD#: 136029Santa Barbara, CA 93101TRUST BUT VERIFY
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