JS
Jacques M. Sparrow
BLACKROCK INVESTMENT MANAGEMENT
Atlanta, GA 30306
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CRD#: 5616864
JS
Professional summary
Jacques Marcel Sparrow, who also goes by Jacques Marcel Sparrow, is a registered financial advisor currently at BLACKROCK INVESTMENT MANAGEMENT, LLC located in Atlanta, Georgia and BLACKROCK INVESTMENTS, LLC located in Atlanta, Georgia.
Jacques is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Jacques has worked at 5 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jacques Marcel Sparrow
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Tiny Sparrow Learning Academy Non-Investment Related 4285 Chamblee Tucker Road , Doraville GA 30340 Daycare Center Co-Owner 11/15/2021 4 hours a month maximum. 0 My wife and I recently purchased a day care center which she will be running. I help her out as needed fixing things around the day care and finding and contacting vendors if need be.
CRS (Client Relationship Summary) - RIA
Click below to view Jacques Marcel Sparrow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 18, 2022 - Present
BLACKROCK INVESTMENT MANAGEMENT, LLC
Office #1: 725 Ponce De Leon Ave Ne, Atlanta, GA 30306RIA
CRD#: 108928
Atlanta, GA
Current
June 15, 2022 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 725 Ponce De Leon Ave Ne, Atlanta, GA 30306BD
CRD#: 38642
Atlanta, GA
Past
June 26, 2015 - August 28, 2017
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
ST PETERSBURG, FL
Past
June 11, 2015 - August 28, 2017
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
ST PETERSBURG, FL
Past
August 7, 2013 - May 7, 2015
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
Atlanta, GA
Past
June 18, 2013 - May 7, 2015
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
Atlanta, GA
Past
December 16, 2008 - July 1, 2013
E*TRADE SECURITIES LLC
BD
CRD#: 29106
ALPHARETTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/18/2022)
RR
Alaska(7/25/2022)
RR
Arizona(7/26/2022)
RR
Arkansas(7/18/2022)
RR
California(7/12/2022)
RR
Colorado(7/20/2022)
RR
Connecticut(7/12/2022)
RR
Delaware(7/19/2022)
RR
District of Columbia(7/15/2022)
RR
Florida(7/12/2022)
RR
Georgia(7/18/2022)
IAR
Georgia(7/18/2022)
RR
Hawaii(8/8/2022)
RR
Idaho(7/12/2022)
RR
Illinois(7/21/2022)
RR
Indiana(7/27/2022)
RR
Iowa(7/12/2022)
RR
Kansas(3/29/2023)
RR
Kentucky(7/19/2022)
RR
Louisiana(7/19/2022)
RR
Maine(7/12/2022)
RR
Maryland(7/12/2022)
RR
Massachusetts(7/11/2022)
RR
Michigan(7/13/2022)
RR
Minnesota(7/18/2022)
RR
Mississippi(7/21/2022)
RR
Missouri(7/13/2022)
RR
Montana(7/12/2022)
RR
Nebraska(7/13/2022)
RR
Nevada(7/22/2022)
RR
New Hampshire(8/3/2022)
RR
New Jersey(10/21/2022)
IAR
New Jersey(10/21/2022)
RR
New Mexico(7/19/2022)
RR
New York(7/21/2022)
RR
North Carolina(7/12/2022)
RR
North Dakota(7/23/2022)
RR
Ohio(7/12/2022)
RR
Oklahoma(7/19/2022)
RR
Oregon(7/14/2022)
RR
Pennsylvania(7/12/2022)
RR
Puerto Rico(7/21/2022)
RR
Rhode Island(7/19/2022)
RR
South Carolina(7/21/2022)
RR
South Dakota(8/2/2022)
RR
Tennessee(7/19/2022)
RR
Texas(7/15/2022)
RR
Utah(7/12/2022)
RR
Vermont(7/19/2022)
RR
Virgin Islands(7/21/2022)
RR
Virginia(7/19/2022)
RR
Washington(7/20/2022)
RR
West Virginia(7/19/2022)
RR
Wisconsin(7/12/2022)
RR
Wyoming(7/18/2022)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 University Square Drive, Princeton, NJ 08540
Mailing Address
Phone number
(609) 282-2000
Established
Firm type
Fiscal year end
# of Employees
1,457
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
