Nathan R. Frederico

AGAVE WEALTH ADVISORS

Tucson, AZ 85712

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CRD#: 5616807

Professional summary

Nathan Russell Frederico is a registered financial advisor currently at AGAVE WEALTH ADVISORS located in Tucson, Arizona.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Nathan has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mayfield Financial & Estate Protection Services, Inc (aka Mayfield Financial Group): This business is non-investment related and is an insurance agency. I am currently an insurance agent and the president of the firm. I started at Mayfield Financial & Estate Protection Services, Inc in April of 2017 as vice-president and now am sole-owner and president. This is my main business and requires 20 hours a week during securities trading hours where I manage the insurance activities of the firm.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Russell Frederico's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 23, 2018 - Present

AGAVE WEALTH ADVISORS

Office #1: 4775 E Camp Lowell Dr, Tucson, AZ 85712

RIA

CRD#: 299139

Tucson, AZ

Past

June 22, 2016 - March 16, 2017

SEGO CAPITAL MANAGEMENT LLC

RIA

CRD#: 283337

PROVO, UT

Past

May 2, 2011 - March 16, 2017

JAMESTOWN WEALTH MANAGEMENT LLC

RIA

CRD#: 150365

PROVO, UT

Past

November 10, 2008 - March 29, 2010

PREMIER CAPITAL MANAGEMENT INC

RIA

CRD#: 118785

PROVO, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/23/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/4/2008

Uniform Investment Adviser Law Examination

Current Firm

AGAVE WEALTH ADVISORS

AGAVE WEALTH ADVISORS | MAYFIELD INVESTMENT MANAGEMENT, LLC | MAYFIELD FINANCIAL GROUP

CRD#: 299139 / SEC#:

Arizona

Registered Investment Advisory firm - (10/23/2018 Approved)

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Contact information

Main Address

4775 E Camp Lowell Dr, Tucson, AZ 85712

Mailing Address

Phone number

(520) 226-0082

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	277
AUM (Assets Under Management)	$ 31,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nathan R. Frederico

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Russell Frederico's CRS (Customer Relationship Summary).

Certified licenses

Experience

AGAVE WEALTH ADVISORS

SEGO CAPITAL MANAGEMENT LLC

JAMESTOWN WEALTH MANAGEMENT LLC

PREMIER CAPITAL MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/4/2008

Current Firm

AGAVE WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AGAVE WEALTH ADVISORS

TRUST BUT VERIFY

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