Richard Alexander Douma JR.

Richard A. Douma

ENDEAVOR FINANCIAL ADVISORS
Edgewater, MD
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CRD#: 5616762
Richard Alexander Douma JR.

Professional summary


Richard Alexander Douma JR., CFP®, who also goes by Rich Alexander Douma Jr., Rich Douma, Richard Douma, is a registered financial advisor currently at ENDEAVOR FINANCIAL ADVISORS, LLC located in Edgewater, Maryland.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Richard has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Rich Alexander Douma Jr. | Rich Douma | Richard Douma

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Richard Alexander Douma JR.'s CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Current

February 18, 2015 - Present

ENDEAVOR FINANCIAL ADVISORS, LLC

RIA
CRD#: 173881
Edgewater, MD
Past

January 22, 2010 - February 27, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
EDGEWATER, MD
Past

January 22, 2010 - February 27, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
EDGEWATER, MD
Past

January 5, 2009 - February 4, 2010

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
BALTIMORE, MD
Past

December 2, 2008 - February 4, 2010

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
BALTIMORE, MD

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(11/10/2022)
IAR
Maryland
(2/18/2015)
IAR
Texas
(9/20/2021)
IAR
Virginia
(3/16/2015)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/13/2008
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


EF
ENDEAVOR FINANCIAL ADVISORS, LLC
ENDEAVOR FINANCIAL ADVISORS, LLC

CRD#: 173881 / SEC#:

Florida
Registered Investment Advisory firm - (11/10/2022 Approved)
Maryland
Registered Investment Advisory firm - (2/16/2015 Approved)
Texas
Registered Investment Advisory firm - (9/17/2021 Conditional Restricted)
Virginia
Registered Investment Advisory firm - (3/16/2015 Approved)
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Contact information


Main Address
Annapolis, MD
Mailing Address
P.o. Box 1145, Edgewater, MD 21037-1145
Phone number
(410) 315-7690
Established
Firm type
Fiscal year end
# of Employees
2

Regulatory assets under management


Total Number of Accounts280
AUM (Assets Under Management)$ 79,180,809

Red Flags


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Company Information


ENDEAVOR FINANCIAL ADVISORS, LLC

CRD#: 173881Edgewater, MD

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