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OM

Owen S. Murakami

TRANSAMERICA CAPITAL
DENVER, CO 80202
CRD#: 5616687
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OM
Owen Shizuo MurakamiTRANSAMERICA CAPITAL

Professional summary

Owen Shizuo Murakami, who also goes by Owen Shizuo Murakami Mr, Owen Murakami, is a registered financial professional currently at TRANSAMERICA CAPITAL, LLC located in Denver, Colorado.

Owen is registered as a RR (Registered Representative) and started their career in finance in 2009. Owen has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Owen Shizuo Murakami Mr | Owen Murakami

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Owen Shizuo Murakami's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 3, 2026 - Present

TRANSAMERICA CAPITAL, LLC

Office #1: 1801 California St Suite 5200, Denver, CO 80202
BD
CRD#: 8217
DENVER, CO
Past

January 15, 2013 - March 3, 2026

MFS INSTITUTIONAL ADVISORS INC.

RIA
CRD#: 107144
Scottsdale, AZ
Past

November 20, 2012 - March 3, 2026

MFS FUND DISTRIBUTORS, INC.

BD
CRD#: 31052
PHOENIX, AZ
Past

April 4, 2011 - November 6, 2012

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
HONOLULU, HI
Past

April 4, 2011 - November 6, 2012

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
HONOLULU, HI
Past

October 12, 2009 - April 20, 2010

UVEST FINANCIAL SERVICES GROUP, INC.

RIA
CRD#: 13787
HONOLULU, HI
Past

January 26, 2009 - April 20, 2010

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
HONOLULU, HI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/5/2026)
RR
California
(3/3/2026)
RR
Hawaii
(3/3/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/9/2009
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/13/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/24/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/23/2009
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TC
TRANSAMERICA CAPITAL, LLC
ENDEAVOR GROUP | TRANSAMERICA CAPITAL, LLC | TRANSAMERICA CAPITAL, INC.

CRD#: 8217 / SEC#: , 8-24829

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1801 California St. Suite 5200, Denver, CO 80202
Mailing Address
1801 California St. Suite 5200, Denver, CO 80202
Phone number
(720) 482-1500
Established
Iowa since 12/31/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
AUSA HOLDING, LLCPARENT
ACKERMAN, TIMOTHY LEONDIRECTOR; PRESIDENT, ASSET MANAGEMENT DISTRIBUTION2311523
BEITZEL, BRIANDIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER6183770
CRESSMAN, JONATHAN SCOTTPRESIDENT, ANNUITY DISTRIBUTION2837287
HALLORAN, MARK FRANCISDIRECTOR1128889
HELLERMAN, DOUGLASCHIEF COMPLIANCE OFFICER4696681

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRANSAMERICA CAPITAL, LLC

CRD#: 8217Denver, CO 80202

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