Stephen S. Berkeley
Professional summary
Stephen Sidney Berkeley is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2008. Stephen has worked at 1 firm and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 87, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Sidney Berkeley's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 21, 2008 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 88 Pine Street 25th Floor, New York, NY 10005Office #2: 425 S. Financial Place Ste 2700, Chicago, IL 60605Office #3: 425 S. Financial Pl., Ste. 2700, Chicago, IL 60605State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/5/2008)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
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