Lawrence R. Melcer

EIN SOF ADVISORS

Boca Raton, FL

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CRD#: 5615629

Professional summary

Lawrence R Melcer, who also goes by Lawrence Richard Melcer, Lawrence R Meller, Lawrence Richard Meller, is a registered financial advisor currently at EIN SOF ADVISORS, LLC located in Boca Raton, Florida.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Lawrence has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lawrence Richard Melcer | Lawrence R Meller | Lawrence Richard Meller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence R Melcer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2024 - Present

EIN SOF ADVISORS, LLC

RIA

CRD#: 314982

Boca Raton, FL

Past

July 14, 2021 - December 31, 2024

EIN SOF ADVISORS, LLC

RIA

CRD#: 314982

BOCA RATON, FL

Past

July 20, 2020 - July 21, 2021

A.G.P. / ALLIANCE GLOBAL PARTNERS

RIA

CRD#: 8361

BOCA RATON, FL

Past

July 1, 2020 - July 21, 2021

A.G.P. / ALLIANCE GLOBAL PARTNERS

CRD#: 8361

BOCA RATON, FL

Past

February 15, 2019 - July 13, 2020

STOEVER GLASS WEALTH MANAGEMENT, INC.

RIA

CRD#: 173091

boca raton, FL

Past

February 11, 2019 - July 13, 2020

STOEVER, GLASS & COMPANY INC.

CRD#: 7031

Boca Raton, FL

Past

July 21, 2016 - March 11, 2019

SHEARSON FINANCIAL SERVICES, LLC

RIA

CRD#: 38619

BOCA RATON, FL

Past

July 10, 2015 - March 11, 2019

SHEARSON FINANCIAL SERVICES, LLC

CRD#: 38619

BOCA RATON, FL

Past

October 21, 2011 - January 8, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOCA RATON, FL

Past

September 20, 2011 - January 8, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOCA RATON, FL

Past

October 20, 2010 - December 10, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WESTON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/20/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/29/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/10/2015

General Securities Representative Examination

Current Firm

EIN SOF ADVISORS, LLC

CRD#: 314982 / SEC#:

Florida

Registered Investment Advisory firm - (7/14/2021 Approved)

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Contact information

Main Address

Boca Raton, FL

Mailing Address

Phone number

(561) 715-4267

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	87
AUM (Assets Under Management)	$ 20,878,370

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lawrence R. Melcer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence R Melcer's CRS (Customer Relationship Summary).

Certified licenses

Experience

EIN SOF ADVISORS, LLC

A.G.P. / ALLIANCE GLOBAL PARTNERS

A.G.P. / ALLIANCE GLOBAL PARTNERS

STOEVER GLASS WEALTH MANAGEMENT, INC.

STOEVER, GLASS & COMPANY INC.

SHEARSON FINANCIAL SERVICES, LLC

SHEARSON FINANCIAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 7/20/2016

Series 63

Date: 7/29/2015

SIE

Date: 10/1/2018

Series 7

Date: 7/10/2015

Current Firm

EIN SOF ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EIN SOF ADVISORS, LLC

TRUST BUT VERIFY

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