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Lawrence R Melcer

EIN SOF ADVISORS
BOCA RATON, FL
·CRD# 5615629·13 years experience

Professional Summary

Lawrence R Melcer, who also goes by Lawrence Richard Melcer, Lawrence R Meller, Lawrence Richard Meller, is a registered financial advisor currently at EIN SOF ADVISORS, LLC located in Boca Raton, Florida. Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Lawrence has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Lawrence Richard Melcer, Lawrence R Meller, Lawrence Richard Meller

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

EIN SOF ADVISORS, LLC·CRD# 314982
RIA
499 E Palmetto Park Rd Ste 229, Boca Raton, FL 33432
June 24, 2024 - Present
EIN SOF ADVISORS, LLC·CRD# 314982
RIA
Boca Raton, FL
July 14, 2021 - December 31, 2024
A.G.P. / ALLIANCE GLOBAL PARTNERS·CRD# 8361
RIA
Boca Raton, FL
July 20, 2020 - July 21, 2021
A.G.P. / ALLIANCE GLOBAL PARTNERS·CRD# 8361
BD
Boca Raton, FL
July 1, 2020 - July 21, 2021
STOEVER GLASS WEALTH MANAGEMENT, INC.·CRD# 173091
RIA
Boca Raton, FL
February 15, 2019 - July 13, 2020
STOEVER, GLASS & COMPANY INC.·CRD# 7031
BD
Boca Raton, FL
February 11, 2019 - July 13, 2020
SHEARSON FINANCIAL SERVICES, LLC·CRD# 38619
RIA
Boca Raton, FL
July 21, 2016 - March 11, 2019
SHEARSON FINANCIAL SERVICES, LLC·CRD# 38619
BD
Boca Raton, FL
July 10, 2015 - March 11, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Boca Raton, FL
October 21, 2011 - January 8, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Boca Raton, FL
September 20, 2011 - January 8, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Weston, FL
October 20, 2010 - December 10, 2010

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Current Firm

ES
EIN SOF ADVISORS, LLC

EIN SOF ADVISORS, LLC

CRD#: 314982
Florida
Registered Investment Advisory firm - Florida (7/14/2021 Approved)

Contact Information

Main Address

499 E Palmetto Park Rd Ste 229, Boca Raton, FL 33432

Phone Number

(561) 715-4267

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

18

AUM (Assets Under Management)

$27,122,065

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Melcer Capital, LLC; investment-related; 499 E. Palmetto Park Road, Ste 229, Boca Raton, FL 33432; owns general partner's interest in private investment vehicle; Manager since 05/2023; 100 hours per month, 2 hours a day during business ours; responsibilities include managing the operational and organizational leadership of the fund, including supervising service providers, ensuring accurate reporting, and maintaining robust internal processes and controls, and carrying fiduciary responsibility to the investors, ensuring transparency, clear communication, and alignment of interests, while upholding the highest ethical and regulatory standards, including compliance with applicable laws, managing conflicts of interest, and safeguarding the fund's reputation.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(6/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2016About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2015About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Lawrence R Melcer's CRS (Customer Relationship Summary).

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