Thomas G. Clyne
Professional summary
Thomas G Clyne III, who also goes by Thomas G Clyne, Thomas Gerard Clyne III, Thomas Gerard Clyne, Thomas Clyne, is a registered financial professional currently at VELOCITY CAPITAL, LLC located in Hazlet, New Jersey.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2008. Thomas has worked at 4 firms and has passed the Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas G Clyne III's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2024 - Present
VELOCITY CAPITAL, LLC
Office #1: 1301 Nj-36 Building 2, Hazlet, NJ 07730Office #2: 199 Water Street 8th Floor, New York, NY 10038April 11, 2011 - August 23, 2023
WEDBUSH SECURITIES INC.
December 9, 2010 - March 18, 2011
VELOCITY CLEARING, LLC
December 23, 2008 - November 2, 2010
COWEN EQUITY FINANCE LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe Exchange, Inc.
FINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
VELOCITY CAPITAL, LLC
CRD#: 171810 / SEC#: , 8-69479
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VCP HOLDINGS, LLC | SOLE MEMBER AND OWNER | |
| AMATO, MATTEO ALBERTO | CHIEF FINANCIAL OFFICER & FINOP | 5877196 |
| BRACERO, FRANK WILLIAM | CONTROLLER | 2178318 |
| FREYER, CHRISTIAN | ROP | 6337912 |
| LOGAN, MICHAEL JAMES | CHIEF ADMINISTRATIVE OFFICER | 5763098 |
| MERCHANT, MUNAF | PRESIDENT | 1937789 |
| SMITH, JEFFREY SCOTT | CHIEF COMPLIANCE OFFICER | 2492551 |
| WIEDMAN, GARY DAVID | CHIEF OPERATING OFFICER | 1947935 |
| YAN, ROY | CHIEF EXECUTIVE OFFICER | 2352916 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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