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ME

Mark R. Eisenach

WALTER GREENBLATT & ASSOCIATES
Brooklyn, NY
Some features on this profile are disabled
CRD#: 5615558
ME

Professional summary

Mark Richard Eisenach is a registered financial professional currently at WALTER GREENBLATT & ASSOCIATES, LLC located in Brooklyn, New York.

Mark is registered as a RR (Registered Representative) and started their career in finance in 2009. Mark has worked at 1 firm and has passed the Series 63, SIE, Series 82 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Richard Eisenach's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 4, 2009 - Present

WALTER GREENBLATT & ASSOCIATES, LLC

Office #2: 325 St. Marks Avenue, Brooklyn, NY 11238
BD
CRD#: 129291
Brooklyn, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(3/4/2009)

Exams

State Security Law Exam
RR
Series 63
Date: 8/11/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 82
Date: 3/3/2009
Limited Representative-Private Securities Offerings
Principal/Supervisory Exam
RR
Series 24
Date: 12/2/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WG
WALTER GREENBLATT & ASSOCIATES, LLC
WALTER GREENBLATT & ASSOCIATES, LLC

CRD#: 129291 / SEC#: , 8-66211

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
325 St. Marks Avenue, Brooklyn, NY 11238
Mailing Address
325 St. Marks Avenue, Brooklyn, NY 11238
Phone number
(609) 497-1282
Established
Delaware since 10/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GREENBLATT, WALTERMANAGING DIRECTOR, EXECUTIVE REPRESENTATIVE, HOME OFFICE SUPERVISOR, CCO4723413
BRANT, DAVID ROBERTFINOP, PFO, POO2718478

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WALTER GREENBLATT & ASSOCIATES, LLC

CRD#: 129291Brooklyn, NY

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