Guillermo E. De Leon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Guillermo Estuardo De Leon was a registered financial professional .
Guillermo is a previously registered financial professional and started their career in finance in 2009. Guillermo had worked at 5 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2011 - November 8, 2012
SALIENT CAPITAL ADVISORS, LLC
February 25, 2010 - October 5, 2011
GHE ADVISERS, L.P.
February 25, 2010 - November 8, 2012
SALIENT ADVISORS, L.P.
February 25, 2010 - November 8, 2012
CYPRESS CREEK PARTNERS
February 5, 2009 - February 18, 2010
USCA ASSET MANAGEMENT LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Current Firm
SALIENT CAPITAL ADVISORS, LLC
CRD#: 153914 / SEC#: 801-71482
Contact information
Regulatory assets under management
| Total Number of Accounts | 337 |
| AUM (Assets Under Management) | $ 2,093,792,845 |
Red Flags
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