EK
Edward J. Kill
THE HUNTINGTON INVESTMENT COMPANY
Chanhassen, MN 55317
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CRD#: 5614946
EK
Professional summary
Edward Joseph Kill, who also goes by Edward Joseph Kill Jr., Edward Kill, is a registered financial advisor currently at THE HUNTINGTON INVESTMENT COMPANY located in Chanhassen, Minnesota.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Edward has worked at 2 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Edward Joseph Kill Jr. | Edward Kill
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
APARTMENT LEASE - SUBLET POSITION: Lessor NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 514 N PESHTIGO CT, UNIT 605, CHICAGO IL 60611, United States DESCRIPTION: Sublet of remaining rental lease from June 1stto September 30.
CRS (Client Relationship Summary) - RIA
Click below to view Edward Joseph Kill's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Edward Joseph Kill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2021 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Chanhassen 900 W 78th Street, Chanhassen, MN 55317Office #2: Prince And Belleview 2690 W Belleview Ave, Littleton, CO 80123Office #3: Garfield Ridge East 6141 S Archer Ave, Chicago, IL 60638Office #4: Union And Alameda 12053 W Alameda Parkway, Lakewood, CO 80228Office #5: Broadway And Evans 2084 S Broadway, Denver, CO 80210Office #6: University And Evans 2090 S University Blvd, Denver, CO 80210Office #7: Highlands Ranch 9579 S University Blvd, Highlands Ranch, CO 80126Office #8: Garfield Ridge West 6315 W 55th St, Chicago, IL 60638Office #9: Eagan Promenade 3380 Denmark Ave S, Eagan, MN 55121Office #10: Apple Valley 7530 142nd St W, Apple Valley, MN 55124Office #11: Saint Anthony 3899 Silver Lake Rd Ne, Saint Anthony, MN 55421Office #12: Burnsville 1400 County Rd 42 W, Burnsville, MN 55337Office #13: Cottage Grove 7155 E Point Douglas Rd S, Cottage Grove, MN 55016Office #14: Huntley Jewel 13200 Village Green Dr, Huntley, IL 60142Office #15: Bedford Park 7400 S Cicero Ave., Bedford Park, IL 60638Office #16: Mchenry 5555 W Bull Valley Road, Mchenry, IL 60050Office #17: Algonquin 2045 E Algonquin Road, Algonquin, IL 60102Office #18: Mount Prospect North 50 N Main Street, Mount Prospect, IL 60056Office #19: Mount Prostpect South 2100 S. Elmhurst Road, Mount Prospect, IL 60056Office #20: Norridge 8301 W. Lawrence Ave, Norridge, IL 60706Office #21: Buffalo Grove 401 Deerfield Parkway, Buffalo Grove, IL 60089Office #22: Orland Park 14701 S Lagrange Road, Orland Park, IL 60462Office #23: Grayslake 480 W Center Street, Grayslake, IL 60030Office #24: North Barrington 444 Rand Road 8473817600, IL, 60010Office #25: Niles 8720 E. Dempster Street, Niles, IL 60714Office #26: Lee Street-north 518 Lee Street, Des Plaines, IL 60016Office #27: Naperville 3020 State Route 59, Naperville, IL 60564Office #28: Bolingbrook 333 Quadrangle Dr, Bolingbrook, IL 60440Office #29: Elmwood Park 7228 W North Avenue, Elmwood Park, IL 60707Office #30: West Osj - Lasalle Office 222 N Lasalle Street, Suite 12-222, Chicago, IL 60601Office #31: West Addison Office 7227 W Addison Street, Chicago, IL 60634Office #32: Clark 20 N Clark Street Suite 100, Chicago, IL 60602Office #33: Lasalle Office 222 N Lasalle Street, Suite 130, Chicago, IL 60601Office #34: 50th & Drew 3709 W 50th Street, Minneapolis, MN 55410Office #35: Brooklyn Park 8057 Brooklyn Blvd, Brooklyn Park, MN 55445Office #36: Eden Prairie 606 Prairie Center Drive, Eden Prairie, MN 55344Office #37: Excelsior 435 Water Street, Excelsior, MN 55331Office #38: Oak 10240 S Cicero Avenue, Oak Lawn, IL 60453Office #39: Glendale Heights 567 North Ave, Glendale Heights, IL 60139Office #40: Ids-crystal Court 80 S 8th Street, Ste 250, Minneapolis, MN 55402Office #41: Knollwood 8951 West 36th Street, St. Louis Park, MN 55426Office #42: Maple Grove Cr 30 16450 County Road 30, Maple Grove, MN 55311Office #43: Melrose Park North Ave 1415 W North Ave, Melrose Park, IL 60160Office #44: Mundelein 1181 W Maple Ave, Mudelein, IL 60060Office #45: Niles Milwaukee 7759 N Milwaukee Ave, Niles, IL 60714Office #46: Northtown 331 Hwy 10 Ne, Blaine, MN 55434Office #47: Shoreview 3836 Lexington Ave N, Shoreview, MN 55126Office #48: Fridley 5205 Central Ave Ne, Fridley, MN 55421Office #49: Robbinsdale 4222 W Broadway Ave, Robbinsdale, MN 55422Office #50: Oak Lawn Pulaski Rd 10350 S Pulaski Rd, Oak Lawn, IL 60453Office #51: Oak Park North Harlem 601 N Harlem Ave, Oak Park, IL 60302Office #52: Palos Heights 6410 W 127th St, Palos Heights, IL 60463Office #53: Park Ridge Devon 1 W Devon Ave, Park Ridge, IL 60068Office #54: Gurnee 6121 Washington St, Gurnee, IL 60031Office #55: Plymouth 34th Ave 15525 34th Ave N, Plymouth, MN 55447Office #56: Ridgedale 1801 Plymouth Road, Minnetonka, MN 55305Office #57: Schiller Park 9343 W Irving Park Ave, Schiller Park, IL 60176Office #58: Southtown 7800 Penn Avenue South, Bloomington, MN 55431Office #59: Wayzata 1101 Wayzata Blvd E, Wayzata, MN 55391Office #60: Wood Dale 358 W Irving Park Rd, Wood Dale, IL 60191Office #61: Willow Springs 8480 Archer Ave, Willow Springs, IL 60480Office #62: Burbank Harlem 7901 S Harlem Ave, Burbank, IL 60459Office #63: Willowbrook 715 Plainfield Rd, Willowbrook, IL 60527Office #64: 87th And Dan Ryan 233 W 87th St, Chicago, IL 60620Office #65: Hickory Hills 9357 S Roberts Rd, Hickory Hills, IL 60457Office #66: Cherry Creek North 2787 E 2nd Ave, Denver, CO 80206Office #68: New Lenox 2400 E Lincoln Hwy, New Lenox, IL 60451Office #69: Highland 2163 Ford Parkway, Saint Paul, MN 55116Office #70: Elk River 19270 Freeport St Nw, Elk River, MN 55330Office #71: Lakeville 17269 Kenyon Ave, Lakeville, MN 55044Office #72: Forest Lake 1186 W Broadway Ave, Forest Lake, MN 55025Office #73: Northbrook 1220 Meadow Road, Northbrook, IL 60025Office #74: Bucktown 1849 W North Ave., Chicago, IL 60622Office #75: Glenview 1441 Waukegan Road, Glenview, IL 60025Office #76: Park Meadows 8756 S Yosemite St, Lone Tree, CO 80124Office #77: Naperville Ogden 425 W Ogden Ave, Naperville, IL 60563Office #78: Palatine 1589 N Rand Rd, Palatine, IL 60074Office #79: Boulder Pearl Street 1700 Pearl Street, Boulder, CO 80302Office #80: Roseville County Rd 1445 County Rd B W, Roseville, MN 55113Office #81: North Park 2920 W Peterson Ave, Chicago, IL 60659Office #82: Pulaski Road 4012 N Pulaski Rd, Chicago, IL 60641Office #83: Merrionette Park 3211 W 115th Street, Merrionette Park, IL 60803Office #84: Blaine 1550 109th Ave Ne, Blaine, MN 55449Office #85: Irving Park And Kilpatrick Jewel 4660 W Irving Park Rd, Chicago, IL 60641Office #86: Clark Division Jewel 102 W Division, Chicago, IL 60610Office #87: Brighton Park 4160 S Archer Ave, Chicago, IL 60632Office #88: Little Village 3333 W 26th St, Chicago, IL 60623Office #89: Calumet City 493 Torrence Ave, Calumet City, IL 60409Office #90: Waukegan 927 N Green Bay Rd, Waukegan, IL 60085Office #91: Pulaski And 53rd Jewel 5320 S Pulaski Rd, Chicago, IL 60632Office #92: Belmar 7070 W Alameda Ave, Lakewood, CO 80226Office #93: Kenosha - Uptown Brass 1815 63rd St, Kenosha, WI 53143Office #94: Kenosha North 2020 22nd Ave, Kenosha, WI 53140Office #95: Kenosha South 8018 22nd Ave, Kenosha, WI 53143Office #96: Kenosha West 7111 74th Place, Kenosha, WI 53142Office #97: Brookdale 2950 County Rd 10, Brooklyn Center, MN 55430Office #98: Anoka 405 E Main St, Anoka, MN 55303Office #99: Schaumburg And Barrington Jewel 2501 W Schaumburg Rd, Schaumburg, IL 60194Office #100: Glendale Heights Jewel 2164 Bloomingdale Rd, Glendale Heights, IL 60139Office #101: Chi - Westchester Commons 3019 S Wolf Rd, Westchester, IL 60154Office #102: Westchester Jewel 2128 S Mannheim Rd, Westchester, IL 60154Office #103: Union And Alameda 12053 W Alameda Parkway, Lakewood, CO 80228Office #104: Belmar 7070 W Alameda Ave, Lakewood, CO 80226Office #105: Broadway And Evans 2084 S Broadway, Denver, CO 80210Office #106: University And Evans 2090 S University Blvd, Denver, CO 80210Office #107: Edgewater Marketplace 1709 Sheridan Blvd, Edgewater, CO 80214Office #108: Arvada 7203 W 55th Ave, Arvada, CO 80002Office #109: Lodo 16th & Blake 1601 Blake St Suite 105, Denver, CO 80202Office #110: 9th & Colorado 4027 E 9th Ave, Denver, CO 80220Office #111: Uptown West Lake 1444 W Lake St, Minneapolis, MN 55408Office #112: Crystal Bass Lake 6830 Bass Lake Rd, Crystal, MN 55428Office #113: Richfield 6501 Richfield Parkway, Richfield, MN 55423Office #114: Schaumburg 950 N Meacham Rd, Schaumburg, IL 60173Office #115: Jefferson Park 4930 N Milwaukee Ave, Chicago, IL 60630Office #116: Chi - Bloomingdale 236 W Lake St, Bloomingdale, IL 60108Office #117: Orland Park 94th Ave 15650 S 94th Ave, Orland Park, IL 60462Office #118: Shorewood Brook Forest 998 Brook Forest Ave, Shorewood, IL 60404Office #119: Homewood 17830 S Halsted Ave, Homewood, IL 60430Office #120: Coon Rapids 3345 124th Ave Nw, Coon Rapids, MN 55433Office #121: Arvada - 80th & Yarrow 7790 W 80th Ave, Arvada, CO 80005Office #122: Lafayette Hwy 287 320 N Hwy 287, Lafayette, CO 80026Office #123: Westminster 11968 Vrain St, Westminster, CO 80031Office #124: 96th And Washington 9660 Washington St, Thornton, CO 80229Office #125: Southview Square 1503 S Robert St, West Saint Paul, MN 55118Office #126: Hinsdale 500 Chestnut St, Hinsdale, IL 60521Office #127: Rolling Meadows 1415 W Algonquin Rd, Rolling Meadows, IL 60008Office #128: Chi - Elmhurst 700 W North Ave, Elmhurst, IL 60126Office #129: Lombard Butterfield 555 E Butterfield Rd, Lombard, IL 60148Office #130: Southport And Fullerton 1400 W Fullerton Ave, Chicago, IL 60614Office #131: Northglenn 2185 E 120th Ave, Northglenn, CO 80233Office #132: 144th And Lowell 4100 W 144th Ave, Broomfield, CO 80023Office #133: Woodbury 7377 Currell Blvd, Woodbury, MN 55125Office #134: Oak Park Heights 5850 Neal Ave N, Oak Park Heights, MN 55082Office #135: Maplewood White Bear 2989 White Bear Ave, Maplewood, MN 55109Office #136: Scenic Hills 1988 Suburban Ave, St. Paul, MN 55119Office #137: White Bear Lake 2226 Fifth St, White Bear Lake, MN 55110Office #138: 47th St 2538 W 47th St, Chicago, IL 60632RIA
BD
CRD#: 16986
Chanhassen, MN
Current
June 22, 2021 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Chanhassen 900 W 78th Street, Chanhassen, MN 55317Office #2: Prince And Belleview 2690 W Belleview Ave, Littleton, CO 80123Office #3: Garfield Ridge East 6141 S Archer Ave, Chicago, IL 60638Office #4: Union And Alameda 12053 W Alameda Parkway, Lakewood, CO 80228Office #5: Broadway And Evans 2084 S Broadway, Denver, CO 80210Office #6: University And Evans 2090 S University Blvd, Denver, CO 80210Office #7: Highlands Ranch 9579 S University Blvd, Highlands Ranch, CO 80126Office #8: Garfield Ridge West 6315 W 55th St, Chicago, IL 60638Office #9: Eagan Promenade 3380 Denmark Ave S, Eagan, MN 55121Office #10: Apple Valley 7530 142nd St W, Apple Valley, MN 55124Office #11: Saint Anthony 3899 Silver Lake Rd Ne, Saint Anthony, MN 55421Office #12: Burnsville 1400 County Rd 42 W, Burnsville, MN 55337Office #13: Cottage Grove 7155 E Point Douglas Rd S, Cottage Grove, MN 55016Office #14: Huntley Jewel 13200 Village Green Dr, Huntley, IL 60142Office #15: Bedford Park 7400 S Cicero Ave., Bedford Park, IL 60638Office #16: Mchenry 5555 W Bull Valley Road, Mchenry, IL 60050Office #17: Algonquin 2045 E Algonquin Road, Algonquin, IL 60102Office #18: Mount Prospect North 50 N Main Street, Mount Prospect, IL 60056Office #19: Mount Prostpect South 2100 S. Elmhurst Road, Mount Prospect, IL 60056Office #20: Norridge 8301 W. Lawrence Ave, Norridge, IL 60706Office #21: Buffalo Grove 401 Deerfield Parkway, Buffalo Grove, IL 60089Office #22: Orland Park 14701 S Lagrange Road, Orland Park, IL 60462Office #23: Grayslake 480 W Center Street, Grayslake, IL 60030Office #24: North Barrington 444 Rand Road 8473817600, IL, 60010Office #25: Niles 8720 E. Dempster Street, Niles, IL 60714Office #26: Lee Street-north 518 Lee Street, Des Plaines, IL 60016Office #27: Naperville 3020 State Route 59, Naperville, IL 60564Office #28: Bolingbrook 333 Quadrangle Dr, Bolingbrook, IL 60440Office #29: Elmwood Park 7228 W North Avenue, Elmwood Park, IL 60707Office #30: West Osj - Lasalle Office 222 N Lasalle Street, Suite 12-222, Chicago, IL 60601Office #31: West Addison Office 7227 W Addison Street, Chicago, IL 60634Office #32: Clark 20 N Clark Street Suite 100, Chicago, IL 60602Office #33: Lasalle Office 222 N Lasalle Street, Suite 130, Chicago, IL 60601Office #34: 50th & Drew 3709 W 50th Street, Minneapolis, MN 55410Office #35: Brooklyn Park 8057 Brooklyn Blvd, Brooklyn Park, MN 55445Office #36: Eden Prairie 606 Prairie Center Drive, Eden Prairie, MN 55344Office #37: Excelsior 435 Water Street, Excelsior, MN 55331Office #38: Oak 10240 S Cicero Avenue, Oak Lawn, IL 60453Office #39: Glendale Heights 567 North Ave, Glendale Heights, IL 60139Office #40: Ids-crystal Court 80 S 8th Street, Ste 250, Minneapolis, MN 55402Office #41: Knollwood 8951 West 36th Street, St. Louis Park, MN 55426Office #42: Maple Grove Cr 30 16450 County Road 30, Maple Grove, MN 55311Office #43: Melrose Park North Ave 1415 W North Ave, Melrose Park, IL 60160Office #44: Mundelein 1181 W Maple Ave, Mudelein, IL 60060Office #45: Niles Milwaukee 7759 N Milwaukee Ave, Niles, IL 60714Office #46: Northtown 331 Hwy 10 Ne, Blaine, MN 55434Office #47: Shoreview 3836 Lexington Ave N, Shoreview, MN 55126Office #48: Fridley 5205 Central Ave Ne, Fridley, MN 55421Office #49: Robbinsdale 4222 W Broadway Ave, Robbinsdale, MN 55422Office #50: Oak Lawn Pulaski Rd 10350 S Pulaski Rd, Oak Lawn, IL 60453Office #51: Oak Park North Harlem 601 N Harlem Ave, Oak Park, IL 60302Office #52: Palos Heights 6410 W 127th St, Palos Heights, IL 60463Office #53: Park Ridge Devon 1 W Devon Ave, Park Ridge, IL 60068Office #54: Gurnee 6121 Washington St, Gurnee, IL 60031Office #55: Plymouth 34th Ave 15525 34th Ave N, Plymouth, MN 55447Office #56: Ridgedale 1801 Plymouth Road, Minnetonka, MN 55305Office #57: Schiller Park 9343 W Irving Park Ave, Schiller Park, IL 60176Office #58: Southtown 7800 Penn Avenue South, Bloomington, MN 55431Office #59: Wayzata 1101 Wayzata Blvd E, Wayzata, MN 55391Office #60: Wood Dale 358 W Irving Park Rd, Wood Dale, IL 60191Office #61: Willow Springs 8480 Archer Ave, Willow Springs, IL 60480Office #62: Burbank Harlem 7901 S Harlem Ave, Burbank, IL 60459Office #63: Willowbrook 715 Plainfield Rd, Willowbrook, IL 60527Office #64: 87th And Dan Ryan 233 W 87th St, Chicago, IL 60620Office #65: Hickory Hills 9357 S Roberts Rd, Hickory Hills, IL 60457Office #66: Cherry Creek North 2787 E 2nd Ave, Denver, CO 80206Office #67: New Lenox 2400 E Lincoln Hwy, New Lenox, IL 60451Office #68: Highland 2163 Ford Parkway, Saint Paul, MN 55116Office #69: Elk River 19270 Freeport St Nw, Elk River, MN 55330Office #70: Lakeville 17269 Kenyon Ave, Lakeville, MN 55044Office #71: Forest Lake 1186 W Broadway Ave, Forest Lake, MN 55025Office #72: Northbrook 1220 Meadow Road, Northbrook, IL 60025Office #73: Bucktown 1849 W North Ave., Chicago, IL 60622Office #74: Glenview 1441 Waukegan Road, Glenview, IL 60025Office #75: Park Meadows 8756 S Yosemite St, Lone Tree, CO 80124Office #76: Naperville Ogden 425 W Ogden Ave, Naperville, IL 60563Office #77: Palatine 1589 N Rand Rd, Palatine, IL 60074Office #78: Boulder Pearl Street 1700 Pearl Street, Boulder, CO 80302Office #79: Roseville County Rd 1445 County Rd B W, Roseville, MN 55113Office #80: North Park 2920 W Peterson Ave, Chicago, IL 60659Office #81: Pulaski Road 4012 N Pulaski Rd, Chicago, IL 60641Office #82: Merrionette Park 3211 W 115th Street, Merrionette Park, IL 60803Office #83: Blaine 1550 109th Ave Ne, Blaine, MN 55449Office #84: Irving Park And Kilpatrick Jewel 4660 W Irving Park Rd, Chicago, IL 60641Office #85: Clark Division Jewel 102 W Division, Chicago, IL 60610Office #86: Brighton Park 4160 S Archer Ave, Chicago, IL 60632Office #87: Little Village 3333 W 26th St, Chicago, IL 60623Office #88: Calumet City 493 Torrence Ave, Calumet City, IL 60409Office #89: Waukegan 927 N Green Bay Rd, Waukegan, IL 60085Office #90: Pulaski And 53rd Jewel 5320 S Pulaski Rd, Chicago, IL 60632Office #91: Belmar 7070 W Alameda Ave, Lakewood, CO 80226Office #92: Kenosha - Uptown Brass 1815 63rd St, Kenosha, WI 53143Office #93: Kenosha North 2020 22nd Ave, Kenosha, WI 53140Office #94: Kenosha South 8018 22nd Ave, Kenosha, WI 53143Office #95: Kenosha West 7111 74th Place, Kenosha, WI 53142Office #96: Brookdale 2950 County Rd 10, Brooklyn Center, MN 55430Office #97: Anoka 405 E Main St, Anoka, MN 55303Office #98: Schaumburg And Barrington Jewel 2501 W Schaumburg Rd, Schaumburg, IL 60194Office #99: Glendale Heights Jewel 2164 Bloomingdale Rd, Glendale Heights, IL 60139Office #100: Chi - Westchester Commons 3019 S Wolf Rd, Westchester, IL 60154Office #101: Westchester Jewel 2128 S Mannheim Rd, Westchester, IL 60154Office #102: Union And Alameda 12053 W Alameda Parkway, Lakewood, CO 80228Office #103: Belmar 7070 W Alameda Ave, Lakewood, CO 80226Office #104: Broadway And Evans 2084 S Broadway, Denver, CO 80210Office #105: University And Evans 2090 S University Blvd, Denver, CO 80210Office #106: Edgewater Marketplace 1709 Sheridan Blvd, Edgewater, CO 80214Office #107: Arvada 7203 W 55th Ave, Arvada, CO 80002Office #108: Lodo 16th & Blake 1601 Blake St Suite 105, Denver, CO 80202Office #109: 9th & Colorado 4027 E 9th Ave, Denver, CO 80220Office #110: Uptown West Lake 1444 W Lake St, Minneapolis, MN 55408Office #111: Crystal Bass Lake 6830 Bass Lake Rd, Crystal, MN 55428Office #112: Richfield 6501 Richfield Parkway, Richfield, MN 55423Office #113: Schaumburg 950 N Meacham Rd, Schaumburg, IL 60173Office #114: Jefferson Park 4930 N Milwaukee Ave, Chicago, IL 60630Office #115: Chi - Bloomingdale 236 W Lake St, Bloomingdale, IL 60108Office #116: Orland Park 94th Ave 15650 S 94th Ave, Orland Park, IL 60462Office #117: Shorewood Brook Forest 998 Brook Forest Ave, Shorewood, IL 60404Office #118: Homewood 17830 S Halsted Ave, Homewood, IL 60430Office #119: Coon Rapids 3345 124th Ave Nw, Coon Rapids, MN 55433Office #120: Arvada - 80th & Yarrow 7790 W 80th Ave, Arvada, CO 80005Office #121: Lafayette Hwy 287 320 N Hwy 287, Lafayette, CO 80026Office #122: Westminster 11968 Vrain St, Westminster, CO 80031Office #123: 96th And Washington 9660 Washington St, Thornton, CO 80229Office #124: Southview Square 1503 S Robert St, West Saint Paul, MN 55118Office #125: Hinsdale 500 Chestnut St, Hinsdale, IL 60521Office #126: Rolling Meadows 1415 W Algonquin Rd, Rolling Meadows, IL 60008Office #127: Chi - Elmhurst 700 W North Ave, Elmhurst, IL 60126Office #128: Lombard Butterfield 555 E Butterfield Rd, Lombard, IL 60148Office #129: Southport And Fullerton 1400 W Fullerton Ave, Chicago, IL 60614Office #130: Northglenn 2185 E 120th Ave, Northglenn, CO 80233Office #131: 144th And Lowell 4100 W 144th Ave, Broomfield, CO 80023Office #132: Woodbury 7377 Currell Blvd, Woodbury, MN 55125Office #133: Oak Park Heights 5850 Neal Ave N, Oak Park Heights, MN 55082Office #134: Maplewood White Bear 2989 White Bear Ave, Maplewood, MN 55109Office #135: Scenic Hills 1988 Suburban Ave, St. Paul, MN 55119Office #136: White Bear Lake 2226 Fifth St, White Bear Lake, MN 55110Office #137: 47th St 2538 W 47th St, Chicago, IL 60632RIA
BD
CRD#: 16986
Chanhassen, MN
Past
November 29, 2011 - June 3, 2021
BMO HARRIS FINANCIAL ADVISORS, INC.
RIA
CRD#: 137115
CHICAGO, IL
Past
December 2, 2008 - June 3, 2021
BMO HARRIS FINANCIAL ADVISORS, INC.
BD
CRD#: 137115
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(6/22/2021)
IAR
Illinois(6/22/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
41 S. High St. 4th Floor Hc0429, Columbus, OH 43215
Mailing Address
7 Easton Oval 5th Floor Ea5c003, Columbus, OH 43219
Phone number
(800) 322-4600
Established
Ohio since 01/17/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
501
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | PARENT COMPANY | |
| BALLARD, MONICA VICKMAN | SECRETARY | 4245227 |
| BOARDMAN, JEFFREY MICHAEL | CONFLICT OFFICER | 2746492 |
| BRUNNER, MICHAEL EVANS | ROSFP | 5353459 |
| BRUNNER, MICHAEL EVANS | MUNICIPAL PRINCIPAL | 5353459 |
| DUNCAN, ERICA | BOARD MEMBER | 8031535 |
| ERDELYI, MICHAEL DAVID | PRINCIPAL OPERATIONS OFFICER | 5864282 |
| FERGUSON, EMILY ELIZABETH | CHIEF TECHNOLOGY OFFICER | 3107040 |
| FORESTA, CYNTHIA JEAN | CHIEF COMPLIANCE OFFICER | 2445804 |
| HAMILTON, MELANIE KATE-MCFARLAND | PRINCIPAL FINANCIAL OFFICER | 5452291 |
| HOLDING, MELISSA | DIRECTOR OF WEALTH MANAGEMENT | 4621076 |
| HOLDING, MELISSA | BOARD MEMBER | 4621076 |
| LOUGH, SHAWN PATRICK | BOARD MEMBER | 6356321 |
| MIROBALLI, MICHAEL | CHIEF OPERATING OFFICER | 1545242 |
| MIROBALLI, MICHAEL | BOARD MEMBER | 1545242 |
| MIROBALLI, MICHAEL | PRESIDENT | 1545242 |
| POLIVKA, ALEX C | AML OFFICER | 6270624 |
| REBER, AARON | BOARD MEMBER | 7793642 |
| RICHARDSON, STEPHEN MONROE | FINOP | 6260539 |
| RICHARDSON, STEPHEN MONROE | CHIEF FINANCIAL OFFICER | 6260539 |
Regulatory assets under management
| Total Number of Accounts | 37,298 |
| AUM (Assets Under Management) | $ 6,344,121,382 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
