William N. Penniall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Nathan Penniall, who also goes by Will Penniall, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2009. William had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2012 - February 1, 2018
BRIDGE ADVISORY LLC
April 4, 2012 - June 27, 2014
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
October 30, 2009 - April 26, 2010
WALL STREET FINANCIAL GROUP, INC.
October 29, 2009 - April 26, 2010
WALL STREET FINANCIAL GROUP, INC.
April 8, 2009 - October 12, 2009
NRP ADVISORS, INC.
March 3, 2009 - October 12, 2009
NRP FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRIDGE ADVISORY LLC
CRD#: 148282 / SEC#: 801-69681
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,331 |
| AUM (Assets Under Management) | $ 452,599,110 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/17/2024 | ||
| 03/11/2024 | ||
| 12/13/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
