Adir A. Sementilli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adir Aparecida Sementilli, who also goes by Adir Sementilli, was a registered financial professional .
Adir is a previously registered financial professional and started their career in finance in 2009. Adir had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2015 - December 16, 2016
MSI FINANCIAL SERVICES, INC.
June 4, 2015 - December 16, 2016
MSI FINANCIAL SERVICES, INC.
February 17, 2015 - March 16, 2015
EDWARD JONES
February 13, 2015 - March 16, 2015
EDWARD JONES
January 4, 2013 - February 27, 2015
MORGAN STANLEY
January 3, 2013 - February 27, 2015
MORGAN STANLEY
April 8, 2011 - December 7, 2012
WELLS FARGO CLEARING SERVICES, LLC
May 4, 2010 - April 7, 2011
WELLS FARGO CLEARING SERVICES, LLC
May 4, 2010 - December 7, 2012
WELLS FARGO CLEARING SERVICES, LLC
April 9, 2009 - February 9, 2010
WELLS FARGO INVESTMENTS, LLC
January 26, 2009 - February 9, 2010
WELLS FARGO INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
