SM
Steven F. Mcneilly
STARK WEALTH MANAGEMENT LLC
New York, NY
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CRD#: 5614719
SM
Professional summary
Steven Frederick Mcneilly is a registered financial advisor currently at STARK WEALTH MANAGEMENT LLC located in New York, New York.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Steven has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Coach for Montclair Board of Ed, Non-Investment Related Viridian, Inc., Norwalk, Ct, Nature Of Business: Energy Supplier. Non-Investment Related, Position: Independent Associate, Started: Nov 2011, 2 Hours Per Month, Not During Market Hours, Viridian has a multi-level marketing method of distributing their product. as an independent associate, I can act as one of their distributors and thus take part in their compensation plan. I have no specific duties or responsibilities, and do not have to spend any time working in the business in order to maintain my affiliation. American Communications Network (ACN)- Network marketing of telecommunication & energy services, not investment related, start date = 12/01/2015, Independent business owner in ACN Network, Compensation = $40, 10 hours devoted per month, 0 hours during market hours Impact Wealth Strategies. Insurance sales. Not securities related. start date 12/15/2015. 15 hours devoted per month, 0 hours during market hours. Thomas P. McNeilly, CPA/Tax Preparation/Investment Related? No/Start Date 2/1/2019/Tax Prep for Joint Clients/total Compensation from annual earnings-Varies/Hours devoted per month-Seasonal/Hours devoted per month during market hours-0 Steven F. McNeilly/Business Coaching/Investment Related? No/Start Date 2/1/2019/Business Coaching/total Compensation from annual earnings-Varies/Hours devoted per month-NA/Hours devoted per month during market hours-0. I'm the treasurer for a small non-profit called Reveal, NYC and the owner of 52 Carney, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Frederick Mcneilly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 9, 2024 - Present
STARK WEALTH MANAGEMENT LLC
RIA
CRD#: 309422
New York, NY
Past
July 6, 2016 - October 3, 2024
AMERICAN PORTFOLIOS ADVISORS, INC
RIA
CRD#: 112697
HOLBROOK, NY
Past
April 14, 2012 - October 3, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
Cedar Grove, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STARK WEALTH MANAGEMENT LLC
STARK WEALTH MANAGEMENT LLC
CRD#: 309422 / SEC#: 801-131441
RIA
Registered Investment Advisory firm - (11/7/2024 Approved)Florida
Registered Investment Advisory firm - (11/20/2024 Terminated)New Jersey
Registered Investment Advisory firm - (11/21/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/21/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/25/2024)
IAR
Florida(11/8/2024)
IAR
New Jersey(10/22/2024)
IAR
New York(12/5/2024)
IAR
Pennsylvania(10/9/2024)
IAR
Texas(11/25/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SW
STARK WEALTH MANAGEMENT LLC
STARK WEALTH MANAGEMENT LLC
CRD#: 309422 / SEC#: 801-131441
RIA
Registered Investment Advisory firm - (11/7/2024 Approved)Florida
Registered Investment Advisory firm - (11/20/2024 Terminated)New Jersey
Registered Investment Advisory firm - (11/21/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/21/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
79 West Market St Suite 100, Bethlehem, PA 18018
Mailing Address
Phone number
(610) 419-9894
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 472 |
| AUM (Assets Under Management) | $ 176,907,999 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
