Mark Reinhart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Reinhart, who also goes by Mark William Reinhart, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2008. Mark had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2020 - October 27, 2020
INDEPENDENT BROKERAGE SOLUTIONS LLC
January 15, 2019 - December 23, 2019
EQUITY SERVICES, INC.
August 18, 2016 - December 8, 2017
PLANMEMBER SECURITIES CORPORATION
December 9, 2015 - March 24, 2016
ALPS DISTRIBUTORS, INC.
June 3, 2014 - October 27, 2015
ESPOSITO SECURITIES, LLC
December 17, 2013 - April 24, 2014
COHEN & STEERS SECURITIES, LLC
May 2, 2012 - May 15, 2013
BLACKROCK INVESTMENTS, LLC
September 10, 2010 - April 19, 2012
FIRST EMPIRE SECURITIES, INC.
December 24, 2008 - April 26, 2010
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INDEPENDENT BROKERAGE SOLUTIONS LLC
CRD#: 153563 / SEC#: , 8-68549
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
