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CM

Chafy J. Mostofi

ARMORY SECURITIES
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 5614341
CM

Professional summary

Chafy John Mostofi, who also goes by Chafy John Mostofi, Chafy Mostofi, C John Mostofi, C. John John Mostofi, is a registered financial professional currently at ARMORY SECURITIES, LLC located in Chicago, Illinois.

Chafy is registered as a RR (Registered Representative) and started their career in finance in 2008. Chafy has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chafy John Mostofi | Chafy Mostofi | C John Mostofi | C. John John Mostofi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Chafy John Mostofi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 18, 2024 - Present

ARMORY SECURITIES, LLC

Office #1: 125 South Wacker Drive Suite #300, Chicago, IL 60606
BD
CRD#: 147796
Chicago, IL
Past

November 22, 2021 - November 19, 2024

HILCO CORPORATE FINANCE, LLC

BD
CRD#: 282060
CHICAGO, IL
Past

May 10, 2019 - April 1, 2020

BOFA SECURITIES, INC.

BD
CRD#: 283942
CHICAGO, IL
Past

November 1, 2010 - May 10, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHICAGO, IL
Past

December 8, 2008 - November 1, 2010

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(11/18/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 3/6/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/5/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/3/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ARMORY SECURITIES, LLC
ARMORY SECURITIES, LLC | VICTORY PARK SECURITIES, LLC

CRD#: 147796 / SEC#: , 8-67929

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
200 North Pacific Coast Highway Suite 1525, El Segundo, CA 90245
Mailing Address
200 North Pacific Coast Highway Suite 1525, El Segundo, CA 90245
Phone number
(310) 798-7777
Established
Delaware since 05/02/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ARMORY GROUP, LLCMAJORITY MEMBER
MURPHY, STEPHEN VINCENTCHIEF COMPLIANCE OFFICER2242466
PERISON, EBEN PAULCEO/SENIOR MANAGING DIRECTOR, POO2926828
ROMERO, MONIQUE VICTORIAFINOP6712654
TELL, NICHOLAS WILLIAM JR.SENIOR MANAGING DIRECTOR2349938

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARMORY SECURITIES, LLC

CRD#: 147796Chicago, IL 60606

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