Michael B. Marks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Brendon Marks, who also goes by Brendon Marks, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2011. Michael had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2013 - February 10, 2017
HODGES CAPITAL MANAGEMENT INC
January 1, 2011 - February 10, 2017
FIRST DALLAS SECURITIES INCORPORATED
Primary Firm SEC Registration
HODGES CAPITAL MANAGEMENT INC
CRD#: 110080 / SEC#: 801-35811
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HODGES CAPITAL MANAGEMENT INC
CRD#: 110080 / SEC#: 801-35811
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 448 |
| AUM (Assets Under Management) | $ 1,240,237,495 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
