AL
Amanda A. Lorch
SCHWAB WEALTH ADVISORY
Atlanta, GA 30326
Some features on this profile are disabled
CRD#: 5614135
AL
Professional summary
Amanda Ann Lorch, who also goes by Amanda Ann Wallace, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Atlanta, Georgia and CHARLES SCHWAB & CO., INC. located in Atlanta, Georgia.
Amanda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Amanda has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amanda Ann Wallace
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Surprise Signs|Investment Related:No|Personal/Household Services|Owner-Operator|2024-05-02|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I would own and run a small business that sells and installs yard signs near my home. This would include booking installations, accepting payments, and setting up/breaking down signs in yards.
CRS (Client Relationship Summary) - RIA
Click below to view Amanda Ann Lorch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2025 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 3424 Peachtree Road Ne Suite 1750, Atlanta, GA 30326RIA
CRD#: 159035
Atlanta, GA
Current
January 26, 2022 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 3424 Peachtree Road Ne Suite 1750, Atlanta, GA 30326RIA
BD
CRD#: 5393
Atlanta, GA
Past
April 22, 2022 - April 16, 2025
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Alpharetta, GA
Past
February 28, 2018 - October 14, 2022
TD AMERITRADE, INC.
RIA
CRD#: 7870
Alpharetta, GA
Past
February 26, 2018 - September 7, 2023
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
ALPHARETTA, GA
Past
February 26, 2018 - July 29, 2024
TD AMERITRADE, INC.
BD
CRD#: 7870
Alpharetta, GA
Past
July 15, 2016 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
SAINT LOUIS, MO
Past
July 23, 2010 - February 26, 2018
SCOTTRADE, INC.
BD
CRD#: 8206
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
Registered Investment Advisory firm - (12/9/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/26/2022)
RR
Alaska(9/23/2025)
RR
Arizona(2/21/2024)
RR
Arkansas(9/23/2025)
RR
California(2/21/2024)
RR
Colorado(9/23/2025)
RR
Connecticut(9/23/2025)
RR
Delaware(9/23/2025)
RR
District of Columbia(9/23/2025)
RR
Florida(1/26/2022)
RR
Georgia(1/26/2022)
IAR
Georgia(4/11/2025)
RR
Hawaii(9/23/2025)
RR
Idaho(9/23/2025)
RR
Illinois(2/21/2024)
RR
Indiana(9/23/2025)
RR
Iowa(9/23/2025)
RR
Kansas(9/23/2025)
RR
Kentucky(2/21/2024)
RR
Louisiana(9/23/2025)
RR
Maine(9/23/2025)
RR
Maryland(9/23/2025)
RR
Massachusetts(9/23/2025)
RR
Michigan(9/23/2025)
RR
Minnesota(3/11/2022)
RR
Mississippi(8/20/2024)
RR
Missouri(2/21/2024)
RR
Montana(9/23/2025)
RR
Nebraska(9/23/2025)
RR
Nevada(9/23/2025)
RR
New Hampshire(9/23/2025)
RR
New Jersey(3/18/2025)
RR
New Mexico(9/23/2025)
RR
New York(2/21/2024)
RR
North Carolina(9/23/2025)
RR
North Dakota(9/23/2025)
RR
Ohio(9/23/2025)
RR
Oklahoma(9/23/2025)
RR
Oregon(2/21/2024)
RR
Pennsylvania(2/21/2024)
RR
Puerto Rico(9/23/2025)
RR
Rhode Island(9/23/2025)
RR
South Carolina(1/26/2022)
RR
South Dakota(9/23/2025)
RR
Tennessee(1/26/2022)
RR
Texas(9/23/2025)
RR
Utah(9/23/2025)
RR
Vermont(9/23/2025)
RR
Virgin Islands(9/23/2025)
RR
Virginia(2/27/2022)
RR
Washington(2/21/2024)
RR
West Virginia(9/23/2025)
RR
Wisconsin(9/23/2025)
RR
Wyoming(9/23/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
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Contact information
Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
