Ryan C. Munson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Carl Munson, who also goes by Ryan Munson, Ryan C Munson, Ryan Carl Munson, was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2009. Ryan had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2021 - May 2, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
April 22, 2021 - April 18, 2022
FIDELITY BROKERAGE SERVICES LLC
November 19, 2020 - April 23, 2021
OSAIC INSTITUTIONS, INC.
November 19, 2020 - April 23, 2021
OSAIC INSTITUTIONS, INC.
November 29, 2016 - December 6, 2018
PNC WEALTH MANAGEMENT LLC
November 29, 2016 - December 6, 2018
PNC WEALTH MANAGEMENT LLC
January 19, 2016 - September 14, 2016
THRIVENT INVESTMENT MANAGEMENT INC.
January 14, 2016 - September 14, 2016
THRIVENT INVESTMENT MANAGEMENT INC.
December 16, 2013 - December 17, 2015
PNC WEALTH MANAGEMENT LLC
September 6, 2013 - December 17, 2015
PNC WEALTH MANAGEMENT LLC
July 22, 2010 - October 11, 2011
PNC WEALTH MANAGEMENT LLC
January 16, 2009 - June 29, 2010
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
