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SD

Stacy J. Deru

AMERICAN ALTERNATIVE CAPITAL
Ann Arbor, MI 48108
Some features on this profile are disabled
CRD#: 5613677
SD

Professional summary

Stacy Jo Deru, who also goes by Stacy J Deru, is a registered financial professional currently at AMERICAN ALTERNATIVE CAPITAL, LLC located in Ann Arbor, Michigan.

Stacy is registered as a RR (Registered Representative) and started their career in finance in 2023. Stacy has worked at 2 firms and has passed the Series 63, Series 22TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Stacy J Deru

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stacy Jo Deru's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 25, 2025 - Present

AMERICAN ALTERNATIVE CAPITAL, LLC

Office #1: 3909 Research Park Drive Suite 250, Ann Arbor, MI 48108
BD
CRD#: 309956
Ann Arbor, MI
Past

August 17, 2023 - February 20, 2025

RCX CAPITAL GROUP, LLC

BD
CRD#: 114290
THE WOODLANDS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(9/18/2025)
RR
California
(9/18/2025)
RR
Colorado
(9/18/2025)
RR
Florida
(9/18/2025)
RR
Georgia
(9/18/2025)
RR
Idaho
(9/18/2025)
RR
Illinois
(9/18/2025)
RR
Indiana
(9/18/2025)
RR
Kentucky
(9/18/2025)
RR
Massachusetts
(9/18/2025)
RR
Missouri
(9/18/2025)
RR
New York
(9/18/2025)
RR
North Carolina
(9/18/2025)
RR
Ohio
(3/25/2025)
RR
Pennsylvania
(9/18/2025)
RR
South Carolina
(9/18/2025)
RR
Tennessee
(3/25/2025)
RR
Texas
(3/25/2025)
RR
Utah
(3/26/2025)
RR
Washington
(9/18/2025)
RR
Wyoming
(9/18/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/7/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 8/16/2023
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/1/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AA
AMERICAN ALTERNATIVE CAPITAL, LLC
AMERICAN ALTERNATIVE CAPITAL, LLC | LINK ALTS CAPITAL, LLC

CRD#: 309956 / SEC#: , 8-70651

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
3909 Research Park Drive Suite 250, Ann Arbor, MI 48108
Mailing Address
3909 Research Park Drive Suite 250, Ann Arbor, MI 48108
Phone number
(248) 428-8002
Established
Colorado since 07/06/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CARPE DIEM I, LLCMEMBER
CONCORDE INVESTMENT PARTNERS, LLCOWNER/MANAGING MEMBER
DELUNA, LORI MARIECHIEF COMPLIANCE OFFICER5087442
KAMMEYER, JOSHUA JAMESPRINCIPAL OPERATIONS OFFICER5745175
KAVANAUGH, JASON PATRICKPRESIDENT, DESIGNATED PRINCIPAL2693303

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICAN ALTERNATIVE CAPITAL, LLC

CRD#: 309956Ann Arbor, MI 48108

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