Darrell T. Doi

INVESDID

Benicia, CA

Some features on this profile are disabled

CRD#: 5613672

Professional summary

Darrell T Doi, who also goes by Darrell Tsuneo Doi, Darrell Doi, is a registered financial advisor currently at INVESDID located in Benicia, California.

Darrell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Darrell has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Darrell Tsuneo Doi | Darrell Doi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sole Proprietor; Insurance Broker; Investment Related; Insurance Products and Services; Benicia, CA; 02/2016; Approximately 20 hours a month spent on this during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darrell T Doi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2018 - Present

INVESDID

RIA

CRD#: 291031

Benicia, CA

Past

March 16, 2009 - February 13, 2018

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

SAN RAMON, CA

Past

March 10, 2009 - February 13, 2018

PARK AVENUE SECURITIES LLC

CRD#: 46173

SAN RAMON, CA

Past

November 11, 2008 - January 2, 2009

NATIONWIDE SECURITIES, LLC

CRD#: 11173

WALNUT CREEK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/16/2018)

IAR

Texas
(3/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/9/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/20/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/13/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/10/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INVESDID

INVESDID | INVESDID, INC.

CRD#: 291031 / SEC#:

California

Registered Investment Advisory firm - (2/16/2018 Approved)

Texas

Registered Investment Advisory firm - (3/4/2021 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Benicia, CA

Mailing Address

290 East L St. Suite 754, Benicia, CA 94510

Phone number

(707) 688-6225

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Darrell T. Doi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darrell T Doi's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESDID

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

NATIONWIDE SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/9/2008

Series 63

Date: 11/20/2008

SIE

Date: 2/13/2018

Series 6

Date: 11/10/2008

Current Firm

INVESDID

Contact information

Documents

Red Flags

Company Information

INVESDID

TRUST BUT VERIFY

Similar Advisors