FJ
Fabricio M. Jimenez
CITIZENS SECURITIES
Coral Gables, FL 33134
Some features on this profile are disabled
CRD#: 5613504
FJ
Professional summary
Fabricio Miguel Jimenez, who also goes by Fabricio Jimenez, Fabricio M Jimenez, Fabricio Miguel Jimenez, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Coral Gables, Florida.
Fabricio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Fabricio has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Fabricio Jimenez | Fabricio M Jimenez | Fabricio Miguel Jimenez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Fabricio Miguel Jimenez's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Fabricio Miguel Jimenez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 2222 Ponce De Leon Blvd, Suite 100 Ms: Fl010, Coral Gables, FL 33134Office #2: 4090 Nw 97th Ave Ms: Ny011, Miami, FL 33178Office #3: 1441 Brickell Ave. Suite 100 Fl009, Miami, FL 33131Office #4: 301 Arthur Godfrey Road Ms: Fl014, Miami Beach, FL 33140Office #5: 777 S Flagler Drive Suite #142, West Palm Beach, FL 33401RIA
BD
CRD#: 39550
Coral Gables, FL
Current
August 17, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 2222 Ponce De Leon Blvd, Suite 100 Ms: Fl010, Coral Gables, FL 33134Office #2: 4090 Nw 97th Ave Ms: Ny011, Miami, FL 33178Office #3: 1441 Brickell Ave. Suite 100 Fl009, Miami, FL 33131Office #4: 301 Arthur Godfrey Road Ms: Fl014, Miami Beach, FL 33140Office #5: 777 S Flagler Drive Suite #142, West Palm Beach, FL 33401RIA
BD
CRD#: 39550
Coral Gables, FL
Past
June 16, 2021 - August 18, 2022
TD PRIVATE CLIENT WEALTH LLC
RIA
CRD#: 164484
CORAL GABLES, FL
Past
June 15, 2021 - August 18, 2022
TD PRIVATE CLIENT WEALTH LLC
BD
CRD#: 164484
CORAL GABLES, FL
Past
October 27, 2020 - January 29, 2021
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
CORAL GABLES, FL
Past
October 27, 2020 - January 29, 2021
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
CORAL GABLES, FL
Past
October 16, 2017 - June 5, 2020
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
AVENTURA, FL
Past
October 15, 2017 - June 5, 2020
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
AVENTURA, FL
Past
February 19, 2016 - September 6, 2017
BRICKELL GLOBAL ADVISORY, INC.
RIA
CRD#: 156643
MIAMI, FL
Past
February 4, 2016 - September 6, 2017
BRICKELL GLOBAL MARKETS, INC.
BD
CRD#: 104316
MIAMI, FL
Past
February 23, 2015 - November 3, 2015
BRICKELL GLOBAL ADVISORY, INC.
RIA
CRD#: 156643
MIAMI, FL
Past
October 21, 2014 - November 3, 2015
BRICKELL GLOBAL MARKETS, INC.
BD
CRD#: 104316
MIAMI, FL
Past
October 1, 2012 - September 11, 2013
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
MIAMI, FL
Past
August 17, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
MIAMI, FL
Past
March 23, 2009 - August 5, 2011
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
HIALEAH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/17/2022)
IAR
Florida(8/18/2022)
RR
Georgia(3/28/2023)
IAR
Georgia(3/30/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CITIZENS SECURITIES, INC.
CRD#: 39550Coral Gables, FL 33134TRUST BUT VERIFY
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