MC
Michael P. Cunningham
CETERA INVESTMENT ADVISERS LLC
CLEVELAND, OH 44131
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CRD#: 5613363
MC
Professional summary
Michael Patrick Cunningham is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Cleveland, Ohio and CETERA WEALTH SERVICES, LLC located in Cleveland, Ohio.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Michael has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: FIXED INSURANCE
START DATE: 09/2018
APX NUMBER OF HOURS PER WEEK: VARIES
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES
POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT
BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE
2) NAME OF OTHER BUSINESS: VANGAGE FINANCIAL GROUP
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: FINANCIAL SERVICES
START DATE: 08/2018
POSITION/TITLE/RELATIONSHIP: OSJ PRINCIPAL
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 40
BRIEF DESCRIPTION OF DUTIES: OSJ PRINCIPAL AND FINANCIAL ADVISOR
3) NAME OF OTHER BUSINESS: FM STRATEGIES ;
INVESTMENT RELATED: YES ;
ADDRESS: SAME AS REGISTERED LOCATION ;
NATURE OF BUSINESS: ADVISORY BUSINESS ;
POSITION/TITLE/RELATIONSHIP: COMPLIANCE PRINCIPAL ;
START DATE: 05/2019 ;
APX NUMBER OF HOURS PER WEEK: VARIES ;
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ;
BRIEF DESCRIPTION OF DUTIES: DAILY REVIEW OF ACCOUNTS OPENED ;
CRS (Client Relationship Summary) - RIA
Click below to view Michael Patrick Cunningham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 6200 Rockside Rd, Cleveland, OH 44131RIA
CRD#: 105644
CLEVELAND, OH
Current
September 11, 2018 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 6200 Rockside Rd, Cleveland, OH 44131BD
CRD#: 13572
Cleveland, OH
Past
September 11, 2018 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
August 15, 2013 - September 13, 2018
FORESTERS ADVISORY SERVICES, LLC
RIA
CRD#: 164663
INDEPENDENCE, OH
Past
November 24, 2008 - September 13, 2018
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
INDEPENDENCE, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(8/7/2025)
RR
California(2/18/2021)
RR
Colorado(1/2/2025)
RR
Connecticut(1/7/2020)
RR
Florida(9/8/2020)
RR
Kentucky(8/7/2025)
RR
Massachusetts(9/18/2025)
RR
Michigan(1/7/2020)
RR
Nevada(1/4/2021)
RR
New Mexico(1/2/2025)
RR
New York(9/11/2018)
RR
North Carolina(9/17/2018)
RR
Ohio(9/11/2018)
IAR
Ohio(6/29/2023)
RR
Pennsylvania(9/11/2018)
RR
Texas(1/7/2020)
IAR
Texas(6/29/2023)
RR
Washington(1/27/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
