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PD

Patricia L. Davis

ACANTHUS U.S. LIMITED
LONDON, W1U 4AZ
Some features on this profile are disabled
CRD#: 5613123
PD

Professional summary

Patricia Lynn Davis, who also goes by Trisha Berglund, Trisha Taylor, Trish Wicklund, is a registered financial professional currently at ACANTHUS U.S. LIMITED and HOVDE GROUP, LLC located in Inverness, Illinois.

Patricia is registered as a RR (Registered Representative) and started their career in finance in 2016. Patricia has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Trisha Berglund | Trisha Taylor | Trish Wicklund

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patricia Lynn Davis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 10, 2025 - Present

ACANTHUS U.S. LIMITED

Office #1: 10-12 Blandford Street, London, W1U 4AZ
BD
CRD#: 330055
LONDON,
Current

March 21, 2025 - Present

HOVDE GROUP, LLC

Office #1: 1629 Colonial Parkway, Inverness, IL 60067
BD
CRD#: 25425
Inverness, IL
Past

September 29, 2023 - October 10, 2024

CACHE SECURITIES LLC

BD
CRD#: 319607
SAN FRANCISCO, CA
Past

July 13, 2020 - December 26, 2023

IMA WEALTH

BD
CRD#: 112091
WICHITA, KS
Past

March 28, 2019 - July 15, 2020

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
PORTLAND, ME
Past

October 17, 2016 - April 6, 2017

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
Wichita, KS
Past

July 26, 2016 - December 16, 2016

CAREY, THOMAS, HOOVER, & BREAULT, INC.

BD
CRD#: 38367
WICHITA, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Kansas
(3/21/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/5/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/6/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/26/2016
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/6/2020
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

HG
HOVDE GROUP, LLC
HOVDE GROUP, LLC | HOVDE SECURITIES, INC. | HOVDE SECURITIES LLC

CRD#: 25425 / SEC#: , 8-41597

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1629 Colonial Parkway, Inverness, IL 60067
Mailing Address
1629 Colonial Parkway, Inverness, IL 60067
Phone number
(847) 991-6622
Established
Delaware since 10/11/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HOVDE, STEVEN DONALDCHAIRMAN, CHIEF EXECUTIVE OFFICER1907781
BARBARINE, NICKOLAS JOHNSENIOR MANAGING PARTNER2274812
HOVDE, KIRK STEVENMANAGING PARTNER/HEAD OF INVESTMENT BANKING5552791
DAVIS, PATRICIA LYNNCHIEF COMPLIANCE OFFICER5613123
DIJOHN, ANTHONY JOHNCFO/FINOP6370306
HEDREI, MICHAEL STEPHENMANAGING PARTNER/HEAD OF CAPITAL MARKETS4243972

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HOVDE GROUP, LLC

CRD#: 25425London, W1U 4AZ

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