AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JW

Jacob D. Williams

CARLSON FINANCIAL
COLORADO SPRINGS, CO 80920
Some features on this profile are disabled
CRD#: 5613035
JW

Professional summary

Jacob Donald Williams, who also goes by Jacob Donald Williams Mr, Jacob Donald Williams, Jacob D Williams, is a registered financial advisor currently at CARLSON FINANCIAL located in Colorado Springs, Colorado.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jacob has worked at 4 firms and has passed the Series 66, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jacob Donald Williams Mr | Jacob Donald Williams | Jacob D Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Donald Williams's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 24, 2022 - Present

CARLSON FINANCIAL

Office #1: 1155 Kelly Johnson Blvd Suite 130, Colorado Springs, CO 80920
RIA
CRD#: 295907
COLORADO SPRINGS, CO
Past

January 30, 2017 - December 22, 2020

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Lone Tree, CO
Past

January 30, 2017 - December 22, 2020

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Lone Tree, CO
Past

November 9, 2011 - September 4, 2015

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA
CRD#: 108958
COLORADO SPRINGS, CO
Past

September 10, 2010 - September 4, 2015

T. ROWE PRICE INVESTMENT SERVICES, INC.

BD
CRD#: 8348
COLORADO SPRINGS, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CARLSON FINANCIAL
CARLSON & COMPANY FINANCIAL SERVICES, LLC | CARLSON FINANCIAL

CRD#: 295907 / SEC#: 801-113595

RIA
Registered Investment Advisory firm - (7/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(3/24/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/8/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/21/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 3/21/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/13/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/9/2010
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CF
CARLSON FINANCIAL
CARLSON & COMPANY FINANCIAL SERVICES, LLC | CARLSON FINANCIAL

CRD#: 295907 / SEC#: 801-113595

RIA
Registered Investment Advisory firm - (7/12/2018 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1201 Sw Oakley Avenue, Topeka, KS 66604
Mailing Address
5207 Hickory Park Drive Suite E, Glen Allen, VA 23059
Phone number
(844) 227-5766
Established
Firm type
Fiscal year end
# of Employees
27

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CARLSON FINANCIAL - FORM ADV PART 2A - MARCH.21.2025 (4/30/2025)

Regulatory assets under management

Total Number of Accounts3,315
AUM (Assets Under Management)$ 546,695,880

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CARLSON FINANCIAL

CRD#: 295907Colorado Springs, CO 80920

TRUST BUT VERIFY

Monitor Jacob Williams

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Tara Nicole Seegers
Tara SeegersAdvisorCheck Check Mark
COMMONWEALTH FINANCIAL NETWORK
IAR
RR
Colorado Spring, CO
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics