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TC

Therese-marie Casement

SHELTER WEALTH STRATEGIES
Houston, TX 77056
Some features on this profile are disabled
CRD#: 5612987
TC

Professional summary

Therese-marie Casement is a registered financial advisor currently at SHELTER WEALTH STRATEGIES, LLC located in Houston, Texas.

Therese-marie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Therese-marie has worked at 4 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Therese-marie Casement's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 20, 2025 - Present

SHELTER WEALTH STRATEGIES, LLC

Office #1: 1400 Post Oak Blvd Suite 450, Houston, TX 77056
RIA
CRD#: 170655
Houston, TX
Past

June 20, 2025 - October 3, 2025

DEVON INVESTMENT ADVISORY

RIA
CRD#: 300425
HOUSTON, TX
Past

February 20, 2025 - June 18, 2025

CHILTON CAPITAL MANAGEMENT LLC

RIA
CRD#: 104592
HOUSTON, TX
Past

November 19, 2024 - December 31, 2024

PRIME CAPITAL FINANCIAL

RIA
CRD#: 288712
Houston, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(6/20/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/19/2024
Uniform Investment Adviser Law Examination

Current Firm

SW
SHELTER WEALTH STRATEGIES, LLC
ALLIANCE INVESTMENT GROUP LLC | VIKTORIN, VANESSA | SHELTER WEALTH STRATEGIES, LLC | GREYSTONE ADVISORY GROUP LLC

CRD#: 170655 / SEC#:

California
Registered Investment Advisory firm - (2/19/2015 Approved)
Delaware
Registered Investment Advisory firm - (6/13/2016 Approved)
Illinois
Registered Investment Advisory firm - (1/4/2016 Approved)
Indiana
Registered Investment Advisory firm - (1/10/2017 Approved)
Louisiana
Registered Investment Advisory firm - (2/12/2015 Approved)
Maryland
Registered Investment Advisory firm - (5/27/2016 Approved)
Michigan
Registered Investment Advisory firm - (5/23/2016 Approved)
Minnesota
Registered Investment Advisory firm - (3/6/2018 Approved)
New York
Registered Investment Advisory firm - (10/6/2015 Approved)
Ohio
Registered Investment Advisory firm - (6/20/2018 Approved)
Oregon
Registered Investment Advisory firm - (1/12/2022 Approved)
Pennsylvania
Registered Investment Advisory firm - (2/18/2015 Approved)
Texas
Registered Investment Advisory firm - (1/23/2015 Approved)
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Contact information

Main Address
1400 Post Oak Blvd Suite 450, Houston, TX 77056
Mailing Address
Phone number
(713) 620-8500
Established
Firm type
Fiscal year end
# of Employees
6

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHELTER WEALTH STRATEGIES, LLC

CRD#: 170655Houston, TX 77056

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