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JB

Justin J. Bliggenstorfer

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CRD#: 5612558
JB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Justin James Bliggenstorfer, who also goes by Justin James Bliggenstorfer Mr, was a registered financial professional .

Justin is a previously registered financial professional and started their career in finance in 2008. Justin had worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Justin James Bliggenstorfer Mr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 25, 2013 - December 6, 2017

JAMES CAPITAL MANAGEMENT LLC

RIA
CRD#: 159484
WENATCHEE, WA
Past

November 24, 2008 - May 27, 2009

BOLTON SECURITIES CORPORATION

RIA
CRD#: 129376
BOLTON, MA
Past

November 5, 2008 - May 27, 2009

BOLTON GLOBAL CAPITAL

BD
CRD#: 15650
WENATCHEE, WA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 5/14/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 11/19/2008
Uniform Combined State Law Examination
General Industry/Product Exam

Current Firm


JC
JAMES CAPITAL MANAGEMENT LLC
JAMES CAPITAL | JCM | JAMES CAPITAL MANAGEMENT LLC

CRD#: 159484 / SEC#:

New York
Registered Investment Advisory firm - (5/24/2013 Approved)
Washington
Registered Investment Advisory firm - (11/25/2013 Approved)
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Contact information


Main Address
Wenatchee, WA
Mailing Address
1250 N Wenatchee Ave H 111, Wenatchee, WA 98801
Phone number
+1 (877) 664-3701
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts10
AUM (Assets Under Management)$ 4,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JAMES CAPITAL MANAGEMENT LLC

CRD#: 159484

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