Sheryl L. Conklin

CONKLIN FINANCIAL PLANNING

Roseville, CA

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CRD#: 5612411

Professional summary

Sheryl Lynn Conklin, CFP®, who also goes by Sheri Lynn Conklin, Sheri Treible, Sheryl Lynn Treible, is a registered financial advisor currently at CONKLIN FINANCIAL PLANNING located in Roseville, California.

Sheryl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Sheryl has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sheri Lynn Conklin | Sheri Treible | Sheryl Lynn Treible

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Conklin Financial Planning; Investment-Related; Roseville, California; Investment Adviser; Investment Adviser Representative; March 2008; Approx. 150 hours/month; Approx. 150 hours/month during trading hours; Provide investment advice and/or financial planning. 2) Zeiders Enterprises, Inc.; Non-Investment Related; Roseville, California (remote); Financial Counselor; August 2022; No hours during securities trading hours; Provide financial counseling to active duty servicemembers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sheryl Lynn Conklin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

August 16, 2017 - Present

CONKLIN FINANCIAL PLANNING

RIA

CRD#: 148755

Roseville, CA

Past

June 25, 2021 - October 5, 2022

ORIGIN INVESTMENT ADVISORY LLC

RIA

CRD#: 305353

ROSEVILLE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/16/2017)

IAR

Colorado
(3/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/2/2008

Uniform Investment Adviser Law Examination

Current Firm

CONKLIN FINANCIAL PLANNING

CONKLIN FINANCIAL PLANNING | SHERYL L. CONKLIN | CONKLIN, SHERYL L. | CONKLIN FINANCIAL PLANNING, LLC

CRD#: 148755 / SEC#:

California

Registered Investment Advisory firm - (8/16/2017 Approved)

Colorado

Registered Investment Advisory firm - (3/31/2024 Approved)

New York

Registered Investment Advisory firm - (12/31/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Thornton, CO

Mailing Address

Phone number

(845) 629-4391

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sheryl L. Conklin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sheryl Lynn Conklin's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONKLIN FINANCIAL PLANNING

ORIGIN INVESTMENT ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/2/2008

Current Firm

CONKLIN FINANCIAL PLANNING

Contact information

Documents

Red Flags

Company Information

CONKLIN FINANCIAL PLANNING

TRUST BUT VERIFY

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