Sen N. Zhang

CORRIGIT CAPITAL GROUP

Pasadena, CA 91106

Some features on this profile are disabled

CRD#: 5611943

Professional summary

Sen Nmn Zhang, who also goes by Sen Zhang, is a registered financial advisor currently at CORRIGIT CAPITAL GROUP located in Pasadena, California.

Sen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Sen has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sen Zhang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

California Real Estate License, Los Angeles, CA; Not investment-related, Start Date; 03/2014; License type: Salesperson; approximate number of hours per month devoted to this business: 30 Hrs/number of hours during trading hours: 0; Responsibilities or Duties: working as a real estate agent to help buyers and sellers complete their properties' purchase and sell transactions. California Insurance Agent License, 9 Fortunes Insurance Services, Inc. 333 Gellert Blvd Suite 228 Daly City CA 94015. this is a life insurance agency. I work as an insurance agent on behave of myself since May 5th, 2023. about 1-2 hours/month devote to the role of insurance agent. no time spend or devote to the insurance agent during securities trading hours. with working as a part-time insurance agent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sen Nmn Zhang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2018 - Present

CORRIGIT CAPITAL GROUP

Office #1: 1055 E Colorado Blvd Suite 500, Pasadena, CA 91106

RIA

CRD#: 292812

Pasadena, CA

Past

January 3, 2017 - January 19, 2018

ELITE ADVISORS, LLC

RIA

CRD#: 282117

LONG BEACH, CA

Past

January 5, 2016 - December 31, 2016

ELITE ADVISORS, LLC

RIA

CRD#: 282117

LONG BEACH, CA

Past

January 28, 2009 - October 18, 2011

GLOBAL-AMERICAN INVESTMENTS, INC.

CRD#: 41802

WALNUT, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/30/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/24/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/25/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/27/2009

General Securities Representative Examination

Current Firm

CORRIGIT CAPITAL GROUP

CRD#: 292812 / SEC#:

California

Registered Investment Advisory firm - (3/30/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1055 E Colorado Blvd Suite 500, Pasadena, CA 91106

Mailing Address

Phone number

(626) 240-4600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 21,231,900

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Powell

EQUITABLE ADVISORS, LLC

IAR

Los Angeles, CA

Danielle Barrios

MORGAN STANLEY

IAR

Beverly Hills, CA

Maria Zimiga

J.P. MORGAN SECURITIES LLC

Toluca Lake, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sen N. Zhang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sen Nmn Zhang's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORRIGIT CAPITAL GROUP

ELITE ADVISORS, LLC

ELITE ADVISORS, LLC

GLOBAL-AMERICAN INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/24/2015

Series 63

Date: 2/25/2009

Series 7

Date: 1/27/2009

Current Firm

CORRIGIT CAPITAL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CORRIGIT CAPITAL GROUP

TRUST BUT VERIFY

Similar Advisors