Barbara Trombley
Professional Summary
Barbara Trombley is a registered financial advisor currently at TROMBLEY WEALTH MANAGEMENT located in Wilbraham, Massachusetts and LPL FINANCIAL LLC located in Wilbraham, Massachusetts. Barbara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Barbara has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
SEQUENT PLANNING, LLC
EDWARD JONES
SIMPLE FINANCIAL, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SEQUENT PLANNING, LLC
EDWARD JONES
SIMPLE FINANCIAL, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Similar Advisors
SEQUENT PLANNING, LLC
EDWARD JONES
SIMPLE FINANCIAL, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SEQUENT PLANNING, LLC
EDWARD JONES
SIMPLE FINANCIAL, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Years of Experience
17 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
SEQUENT PLANNING, LLC
EDWARD JONES
SIMPLE FINANCIAL, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Current Firm
RAY TROMBLEY ASSOCIATES, LLC | TROMBLEY WEALTH MANAGEMENT | TROMBLEY ASSOCIATES
Contact Information
Main Address
2022 Boston Road, Wilbraham, MA 01095Phone Number
(413) 596-6992# of Employees
4Documents
Regulatory Assets Under Management
Total Number of Accounts
429AUM (Assets Under Management)
$81,405,000Similar Advisors
SEQUENT PLANNING, LLC
EDWARD JONES
SIMPLE FINANCIAL, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
SEQUENT PLANNING, LLC
EDWARD JONES
SIMPLE FINANCIAL, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
(8/8/2016)
(2/23/2021)
(8/8/2016)
(7/1/2021)
(8/8/2016)
(7/26/2021)
(8/8/2016)
(8/8/2016)
(4/5/2022)
(8/8/2016)
(6/4/2021)
(8/8/2016)
(8/24/2017)
(8/8/2016)
(4/23/2025)
(5/7/2019)
(9/17/2020)
(8/8/2016)
(8/8/2016)
(8/8/2016)
(11/7/2017)
(8/26/2026)
(8/8/2016)
(1/13/2022)
(8/8/2016)
(6/11/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
SEQUENT PLANNING, LLC
EDWARD JONES
SIMPLE FINANCIAL, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Barbara Trombley's CRS (Customer Relationship Summary).
Similar Advisors
SEQUENT PLANNING, LLC
EDWARD JONES
SIMPLE FINANCIAL, LLC
AMERIPRISE FINANCIAL SERVICES, LLC