JP
Jason M. Pott
WEALTHPLAN PARTNERS
Westminster, CO 80031
Some features on this profile are disabled
CRD#: 5611609
JP
Professional summary
Jason Michael Pott is a registered financial advisor currently at WEALTHPLAN PARTNERS located in Westminster, Colorado and OSAIC WEALTH, INC. located in Westminster, Colorado.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Jason has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Wealth Plan Partners - DBA JASON M POTT FINANCIAL SERVICES INC POSITION: owner NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 30 START DATE: 02/01/2017 ADDRESS: 8778 Wolff suite 200, Westminster CO 80031 DESCRIPTION: Insurance brokerage selling life insurance auto, home and commercial 63 DEERTRAIL DRIVE POSITION: owner NATURE: second home that occasionally gets rented nightly INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2022 ADDRESS: 63 deertrail drive, granby CO 80446, United States DESCRIPTION: Personal use and air b and b it when not being used
CRS (Client Relationship Summary) - RIA
Click below to view Jason Michael Pott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2020 - Present
WEALTHPLAN PARTNERS
Office #1: 8778 Wolff Court Suite 200, Westminster, CO 80031RIA
CRD#: 305026
Westminster, CO
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 8778 Wolff Ct Suite 200, Westminster, CO 80031RIA
BD
CRD#: 23131
WESTMINSTER, CO
Past
January 24, 2018 - July 10, 2020
WEALTHPLAN PARTNERS
RIA
CRD#: 158935
Westminster, CO
Past
December 14, 2017 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WESTMINSTER, CO
Past
August 1, 2017 - November 2, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LOUISVILLE, CO
Past
November 21, 2008 - May 22, 2017
COUNTRY CAPITAL MANAGEMENT COMPANY
BD
CRD#: 12060
Lafayette, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WP
WEALTHPLAN PARTNERS
COBLE MCCUNE WEALTH MANAGEMENT | WPP HOLDINGS, LLC | WELCH FINANCIAL PLANNING, LLC | WEALTHPLAN PARTNERS, LLC | WEALTHPLAN PARTNERS | WEALTH PLAN ADVANTAGE | WAYPOINT ADVISORS | VIZIONARY WEALTH MANAGEMENT | THE PREFERRED CLIENT GROUP | PREFERRED CLIENT GROUP | MORAVEC FINANCIAL ADVISORS, INC. | MASINMISKO | KECHELY WEALTH MANAGEMENT | INDEPENDENT INVESTMENT SERVICES | HAMILTON WEALTH MANAGEMENT | FIT WEALTH ADVISORS | FELTZ WEALTHPLAN
CRD#: 305026 / SEC#: 801-117955
RIA
Registered Investment Advisory firm - (11/25/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Colorado(1/8/2020)
RR
Colorado(6/14/2024)
RR
Idaho(6/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WP
WEALTHPLAN PARTNERS
COBLE MCCUNE WEALTH MANAGEMENT | WPP HOLDINGS, LLC | WELCH FINANCIAL PLANNING, LLC | WEALTHPLAN PARTNERS, LLC | WEALTHPLAN PARTNERS | WEALTH PLAN ADVANTAGE | WAYPOINT ADVISORS | VIZIONARY WEALTH MANAGEMENT | THE PREFERRED CLIENT GROUP | PREFERRED CLIENT GROUP | MORAVEC FINANCIAL ADVISORS, INC. | MASINMISKO | KECHELY WEALTH MANAGEMENT | INDEPENDENT INVESTMENT SERVICES | HAMILTON WEALTH MANAGEMENT | FIT WEALTH ADVISORS | FELTZ WEALTHPLAN
CRD#: 305026 / SEC#: 801-117955
RIA
Registered Investment Advisory firm - (11/25/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
101 South 108th Avenue, Omaha, NE 68154
Mailing Address
Phone number
(402) 691-0200
Established
Firm type
Fiscal year end
# of Employees
58
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,895 |
| AUM (Assets Under Management) | $ 1,271,554,814 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
