Leigh C. Bucholtz

CITY NATIONAL ROCHDALE

Lake Mary, FL 32746

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CRD#: 5611598

Professional summary

Leigh Carol Bucholtz, who also goes by Leigh Bucholtz, is a registered financial advisor currently at CITY NATIONAL ROCHDALE located in Lake Mary, Florida and CNR SECURITIES, LLC located in Lake Mary, Florida.

Leigh is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Leigh has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Leigh Bucholtz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-06/2022 / Levy Wealth Management Group, LLC / DBA for LPL Business (entity for LPL business) / Philadelphia, PA 2-06/07/2022 - Levy Wealth Management Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date - 05/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Levy Wealth Management Group, LLC, an independent investment advisor firm. I started this business activity in 6/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate and independent of LPL Financial. 3-06/07/2022 - Levy Wealth Management Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date - 05/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100%

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leigh Carol Bucholtz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2023 - Present

CITY NATIONAL ROCHDALE

Office #1: 605 Crescent Exec Court, Suite 320, Lake Mary, FL 32746

RIA

CRD#: 117198

Lake Mary, FL

Current

January 24, 2023 - Present

CNR SECURITIES, LLC

Office #1: 605 Crescent Executive Court 1st Floor, Lake Mary, FL, 32746-2133

CRD#: 18466

LAKE MARY, FL

Past

June 1, 2022 - November 17, 2022

LPL FINANCIAL LLC

CRD#: 6413

PHILADELPHIA, PA

Past

March 14, 2022 - May 26, 2022

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Marlton, NJ

Past

January 26, 2022 - May 26, 2022

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Marlton, NJ

Past

July 24, 2017 - May 26, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

MARLTON, NJ

Past

July 20, 2017 - May 26, 2022

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Marlton, NJ

Past

July 19, 2017 - May 26, 2022

TD AMERITRADE, INC.

CRD#: 7870

MARLTON, NJ

Past

June 20, 2014 - February 6, 2017

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

PHILADELPHIA, PA

Past

June 10, 2014 - February 6, 2017

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

PHILADELPHIA, PA

Past

March 8, 2010 - June 2, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MT. LAUREL, NJ

Past

October 23, 2009 - June 2, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MT. LAUREL, NJ

Past

August 31, 2009 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BORDENTOWN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CITY NATIONAL ROCHDALE

CITY NATIONAL ROCHDALE | ROCHDALE INVESTMENT MANAGEMENT LLC | ROCHDALE INVESTMENT MANAGEMENT | CITY NATIONAL ROCHDALE, LLC

CRD#: 117198 / SEC#: 801-27265

RIA

Registered Investment Advisory firm - (6/20/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/24/2023)

IAR

Florida
(2/21/2023)

New York
(1/24/2023)

IAR

New York
(1/24/2023)

North Carolina
(4/16/2024)

IAR

North Carolina
(4/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/5/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/28/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CITY NATIONAL ROCHDALE

CITY NATIONAL ROCHDALE | ROCHDALE INVESTMENT MANAGEMENT LLC | ROCHDALE INVESTMENT MANAGEMENT | CITY NATIONAL ROCHDALE, LLC

CRD#: 117198 / SEC#: 801-27265

RIA

Registered Investment Advisory firm - (6/20/1986 Approved)

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Contact information

Main Address

400 Park Avenue 10th Floor, New York, NY 10022

Mailing Address

Phone number

(212) 702-3500

Established

Firm type

Fiscal year end

# of Employees

235

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CNR ADV PART 2A WRAP FEE BROCHURE - OCTOBER 28, 2025 (10/28/2025)

CNR ADV PART 2A BROCHURE - OCTOBER 28, 2025 (10/28/2025)

Regulatory assets under management

Total Number of Accounts	41,300
AUM (Assets Under Management)	$ 68,177,828,012

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Leigh C. Bucholtz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leigh Carol Bucholtz's CRS (Customer Relationship Summary).

Certified licenses

Experience

CNR SECURITIES, LLC

LPL FINANCIAL LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CITY NATIONAL ROCHDALE

State Registrations and Notice Filings

Exams

Series 66

Date: 3/5/2010

SIE

Date: 10/1/2018

Series 7

Date: 8/28/2009

FINRA

Current Firm

CITY NATIONAL ROCHDALE

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CITY NATIONAL ROCHDALE

TRUST BUT VERIFY

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