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AK

Annette M. Knoll

BRIDGEWOOD ADVISORS
MILWAUKEE, WI 53202
CRD#: 5611554
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AK
Annette Marie KnollBRIDGEWOOD ADVISORS

Professional summary


Annette Marie Knoll, who also goes by Annette Marie Johnson, is a registered financial professional currently at BRIDGEWOOD ADVISORS INC. located in Milwaukee, Wisconsin.

Annette is registered as a RR (Registered Representative) and started their career in finance in 2009. Annette has worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 82 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Annette Marie Johnson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Annette Marie Knoll's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 6, 2012 - Present

BRIDGEWOOD ADVISORS INC.

Office #1: 111 E. Wisconsin Ave., #1705, Milwaukee, WI 53202
BD
CRD#: 158400
MILWAUKEE, WI
Past

May 8, 2009 - January 18, 2014

MERTZ ASSOCIATES, INC

BD
CRD#: 148668
WAUKESHA, WI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Wisconsin
(1/10/2012)

Exams


State Security Law Exam
RR
Series 63
Date: 5/11/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


BA
BRIDGEWOOD ADVISORS INC.
BRIDGEWOOD ADVISORS INC.

CRD#: 158400 / SEC#: , 8-68896

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
111 E. Wisconsin Ave., #1705, Milwaukee, WI 53202
Mailing Address
111 E. Wisconsin Ave., #1705, Milwaukee, WI 53202
Phone number
(414) 434-7510
Established
Wisconsin since 04/25/2011
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
JANSEN, ROBERT ALLEN JR.CEO / PRESIDENT / CFO / COO / CCO / SHAREHOLDER5611590

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BRIDGEWOOD ADVISORS INC.

CRD#: 158400Milwaukee, WI 53202

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