Deepak Soni

BELVOIR WEALTH MANAGEMENT AG

Zurich, CH-8002

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CRD#: 5611418

Professional summary

Deepak Soni is a registered financial advisor currently at BELVOIR WEALTH MANAGEMENT AG .

Deepak is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Deepak has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Advisory Board of ArtBnk, which is a fintech company using artificial intelligence to provide valuations on contemporary/modern art. 2) Passive equity investor in Swiss Gold Gin USA. Started as a hobby during the pandemic and eventually became a minor investor with the Studer family for Swiss Gold Gin USA. Both, outside business activities are NOT correlated to the securities industry and do not present Belvoir Wealth Managment AG with any conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deepak Soni's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 17, 2021 - Present

BELVOIR WEALTH MANAGEMENT AG

Office #1: Tödistrasse 16, Zurich, CH-8002

RIA

CRD#: 128649

Zurich,

Past

June 28, 2018 - June 2, 2021

UBP INVESTMENT ADVISORS S.A.

RIA

CRD#: 169987

GENEVA,

Past

October 4, 2010 - February 7, 2018

VONTOBEL SWISS WEALTH ADVISORS AG

RIA

CRD#: 154750

ZURICH,

Past

December 18, 2008 - June 1, 2010

CREDIT SUISSE PRIVATE ADVISORS AG

RIA

CRD#: 112892

ZURICH,

Past

November 26, 2008 - June 1, 2010

CREDIT SUISSE PRIVATE ADVISORS AG

CRD#: 112892

ZURICH,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BELVOIR WEALTH MANAGEMENT AG

BELVOIR WEALTH MANAGEMENT AG | SLOAN ASSET MANAGEMENT AG

CRD#: 128649 / SEC#: 801-62473

RIA

Registered Investment Advisory firm - (11/6/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/4/2022)

IAR

Texas
(12/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/16/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/25/2008

General Securities Representative Examination

Current Firm

BELVOIR WEALTH MANAGEMENT AG

BELVOIR WEALTH MANAGEMENT AG | SLOAN ASSET MANAGEMENT AG

CRD#: 128649 / SEC#: 801-62473

RIA

Registered Investment Advisory firm - (11/6/2003 Approved)

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Contact information

Main Address

Tödistrasse 16, Zurich, CH-8002

Mailing Address

Phone number

41-43-244-7550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2B 2025 MARCH (3/24/2025)

ADV 2A 2025 MARCH (3/24/2025)

Regulatory assets under management

Total Number of Accounts	46
AUM (Assets Under Management)	$ 286,782,091

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Deepak Soni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deepak Soni's CRS (Customer Relationship Summary).

Certified licenses

Experience

BELVOIR WEALTH MANAGEMENT AG

UBP INVESTMENT ADVISORS S.A.

VONTOBEL SWISS WEALTH ADVISORS AG

CREDIT SUISSE PRIVATE ADVISORS AG

CREDIT SUISSE PRIVATE ADVISORS AG

Primary Firm SEC Registration

BELVOIR WEALTH MANAGEMENT AG

State Registrations and Notice Filings

Exams

Series 66

Date: 12/16/2008

Series 7

Date: 11/25/2008

Current Firm

BELVOIR WEALTH MANAGEMENT AG

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BELVOIR WEALTH MANAGEMENT AG

TRUST BUT VERIFY

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