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Andrew Price Rhoads

ARAX ADVISORY PARTNERS
Clever, MO
·CRD# 5611256·17 years experience

Professional Summary

Andrew Price Rhoads, who also goes by Andrew Rhoads, is a registered financial advisor currently at ARAX ADVISORY PARTNERS located in Clever, Missouri. Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Andrew has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andrew Rhoads

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

ARAX ADVISORY PARTNERS·CRD# 133535
RIA
Clever, MO
December 8, 2024 - Present
CEDRUS·CRD# 312878
RIA
Grand Junction, CO
August 26, 2024 - March 26, 2025
TRACTION FINANCIAL PARTNERS·CRD# 315215
RIA
Grand Junction, CO
March 7, 2022 - August 28, 2024
EQUITABLE ADVISORS, LLC·CRD# 6627
RIA
Grand Junction, CO
April 2, 2009 - March 2, 2022
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Grand Junction, CO
January 16, 2009 - March 2, 2022

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Current Firm

AA
ARAX ADVISORY PARTNERS

7258 WEALTH MANAGEMENT, INC. | YOUNG WEALTH MANAGEMENT GROUP | WELLTH PARTNER | U.S. CAPITAL WEALTH ADVISORS | U.S. CAPITAL WEALTH | TRANSCEND CAPITAL ADVISORS | THE OAK GROUP | THE DAVIS AGENCY, INC. | SUMMIT WEALTH STRATEGIES | SRS INVESTMENT SERVICES, LLC | SRS CAPITAL ADVISORS, LLC | SRS CAPITAL ADVISORS, INC. | SRS CAPITAL ADVISORS | SIMONDAVIS, INC. | SIMONDAVIS ASSET MANAGEMENT, INC. | SIMONDAVIS ASSET MANAGEMENT | SEAL FINANCIAL SERVICES | SCHECHTER INVESTMENT ADVISORS | OMNI FINANCIAL ADVISORY GROUP | NOVEN FINANCIAL GROUP | NORTE ADVISORS | MILLARES ASSET MANAGEMENT | LOGIX INVESTMENTS | KLEINHENZ & ASSOCIATES | GFP PRIVATE WEALTH | GEORGINA ASSET MANAGEMENT | ENDURING WEALTH PARTNERS | CEDRUS | AVERA CAPITAL WEALTH MANAGEMENT | ARAX WEALTH | ARAX ADVISORY PARTNERS, LLC | ARAX ADVISORY PARTNERS

CRD#: 133535 / SEC#: 801-67165
RIA
Registered Investment Advisory firm - SEC (9/20/2006 Approved)
California
Registered Investment Advisory firm - California (10/18/2006 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (11/14/2006 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (5/24/2012 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

10 East 53rd Street 14th Floor, New York, NY 10022

Phone Number

(646) 777-1823

# of Employees

361

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AAP ADV PART 2A WRAP BROCHURE (8/14/2026)

Regulatory Assets Under Management

Total Number of Accounts

39,138

AUM (Assets Under Management)

$26,524,973,206

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Simon Davis, Inc., investment-related, 730 17th St. Ste. 107 Denver, CO 80202, insurance wholesale brokerage agency, insurance producer for term life insurance, disability insurance or fixed annuities, 8/2022, 1 hour/month, none during trading hours, needs based insurance planning for existing clients who have risk management or protection objectives 2. RHOADERSONS LLC, 5109 S. CLOVERDALE LANE, BATTLEFIELD, MO 65619; OWNER OF SHORT TERM RENTAL PROPERTY, NOT INVESTMENT-RELATED, PAYS THE MORTGAGE FOR RENTAL PROPERTY; START DATE 12/23/2019; APPROX. 1 HR. PER MONTH; NO COMPENSATION. 3. Barrett Business Services, Inc., not investment-related, 120 W. Park Dr. Grand Junction, CO, 81505, payroll and benefits provider, referral partner, started 9/2025, 1 hour/mo., none during trading hours, refer clients to BBSI to earn referral fees.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ARAX ADVISORY PARTNERS

7258 WEALTH MANAGEMENT, INC. | YOUNG WEALTH MANAGEMENT GROUP | WELLTH PARTNER | U.S. CAPITAL WEALTH ADVISORS | U.S. CAPITAL WEALTH | TRANSCEND CAPITAL ADVISORS | THE OAK GROUP | THE DAVIS AGENCY, INC. | SUMMIT WEALTH STRATEGIES | SRS INVESTMENT SERVICES, LLC | SRS CAPITAL ADVISORS, LLC | SRS CAPITAL ADVISORS, INC. | SRS CAPITAL ADVISORS | SIMONDAVIS, INC. | SIMONDAVIS ASSET MANAGEMENT, INC. | SIMONDAVIS ASSET MANAGEMENT | SEAL FINANCIAL SERVICES | SCHECHTER INVESTMENT ADVISORS | OMNI FINANCIAL ADVISORY GROUP | NOVEN FINANCIAL GROUP | NORTE ADVISORS | MILLARES ASSET MANAGEMENT | LOGIX INVESTMENTS | KLEINHENZ & ASSOCIATES | GFP PRIVATE WEALTH | GEORGINA ASSET MANAGEMENT | ENDURING WEALTH PARTNERS | CEDRUS | AVERA CAPITAL WEALTH MANAGEMENT | ARAX WEALTH | ARAX ADVISORY PARTNERS, LLC | ARAX ADVISORY PARTNERS

CRD#: 133535 / SEC#: 801-67165
RIA
Registered Investment Advisory firm - SEC (9/20/2006 Approved)
California
Registered Investment Advisory firm - California (10/18/2006 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (11/14/2006 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (5/24/2012 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Missouri
(5/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2009About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2009About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2018About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Andrew Price Rhoads's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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